DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
C••••••••• S•••••• W•••••
Feed of 09/14/2026
Also filed as Chris W•••••
At current firm
3 y
since Feb 10, 2023
In the industry
21 y
since Mar 11, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• state registered currentsince Feb 10, 2023 · Armuchee, Ga
- W••••• M••••••••• L•• unclassifiedJun 2, 2011 to Dec 6, 2012 · Rome, Ga
- T••••••• C•••••• M••••••••• unclassifiedNov 10, 2009 to Dec 31, 2010 · Rome, Ga
- I••••••••• P••••••••• I••• formerMar 7, 2008 to Jul 10, 2009 · Rome, Ga
- E••••• J•••• national BDFeb 13, 2007 to Feb 26, 2008 · Rome, Ga
Moves
a registration end followed by a registration begin elsewhere
- W••••• M••••••••• L•• to P•• W••••• M•••••••••left Dec 6, 2012, registered Feb 10, 2023 (3718 days) · Other
- T••••••• C•••••• M••••••••• to W••••• M••••••••• L••left Dec 31, 2010, registered Jun 2, 2011 (153 days) · Other
- I••••••••• P••••••••• I••• to T••••••• C•••••• M•••••••••left Jul 10, 2009, registered Nov 10, 2009 (123 days) · Other
- E••••• J•••• to I••••••••• P••••••••• I•••left Feb 26, 2008, registered Mar 7, 2008 (10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address