DFX Intelligence
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Registered advisor
J••• A•••••• M•••••••••
Feed of 09/14/2026
Also filed as J••• A• M•••••••••
At current firm
13 y
since Apr 16, 2013
In the industry
30 y
since Dec 5, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Apr 16, 2013 · Andover, Ma
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 13, 2010 to Dec 31, 2012 · Reading, Ma
- W••••••• F•••••••• S•••••••• I••• formerMay 10, 2005 to Dec 11, 2009 · Granby, Ct
Moves
a registration end followed by a registration begin elsewhere
- W••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 11, 2009, registered Jan 13, 2010 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address