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Registered advisor
J••• E••••• M••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Jack M••••
At current firm
8 y
since May 31, 2018
In the industry
27 y
since Feb 11, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 31, 2018 · San Diego, Ca
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedJan 10, 2008 to Feb 8, 2008 · Charlotte, Nc
- I• A••••••• S•••••••• I••• formerJul 14, 2006 to Jan 7, 2008 · Bedminster, Nj
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Jul 17, 2006 · Florham Park, Nj
- P••••••••• E••••• G••••• L•• unclassifiedApr 6, 2001 to Jul 1, 2003 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Feb 8, 2008, registered May 31, 2018 (3765 days) · Other
- I• A••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Jan 7, 2008, registered Jan 10, 2008 (3 days) · Other
- W•••• F•••• A••••••• to I• A••••••• S•••••••• I•••left Jul 17, 2006, registered Jul 14, 2006 (-3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address