J•••• M•••••

E•••••• A••••••• G••••• L••BD affiliatedFort Mill, Sc dual registrantIAPD 2613037

Feed of 09/14/2026

Also filed as J•••• G•••• M••••••••• G• M••••••••• M•••••

At current firm

0 y

since Jul 31, 2026

In the industry

31 y

since May 19, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 31, 2026 · Greenwood Village, Co
A••••••••• F•••••••• S•••••••• L•• national BD
Sep 14, 2023 to Apr 20, 2026 · Fort Mill, Sc
C•••••• S••••• • C••• I••• national BD
Mar 24, 2022 to Aug 16, 2023 · Charlotte, Nc
L•• F•••••••• L•• BD affiliated
May 20, 2015 to Mar 30, 2022 · Fort Mill, Sc
C•••• I••••••••• S••••••• C•••• former
Aug 22, 2005 to Aug 30, 2006 · New York, Ny
C•••••• S••••• • C••• I••• national BD
Mar 20, 2002 to Dec 17, 2002 · Carlsbad, Ca

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to E•••••• A••••••• G••••• L••
left Apr 20, 2026, registered Jul 31, 2026 (102 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to A••••••••• F•••••••• S•••••••• L••
left Aug 16, 2023, registered Sep 14, 2023 (29 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
left Mar 30, 2022, registered Mar 24, 2022 (-6 days) · RIA to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
left Aug 30, 2006, registered May 20, 2015 (3185 days) · Other
C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••
left Dec 17, 2002, registered Aug 22, 2005 (979 days) · Other

Signals

••• Locked
Apr 20, 2026 · Advisor changed firm · fact
••• Locked
Aug 16, 2023 · Advisor changed firm · fact
••• Locked
Mar 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address