RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F•••••• B••••
- P••••••••• S••••••••• C••••••••• independent RIA currentsince May 25, 2021 · Farmingville, Ny
- E•••• N••••••• S••••••••• I••• formerNov 18, 2013 to Aug 28, 2014 · Wantagh, Ny
- E•••• N••••••• S••••••••• I••• formerMay 30, 2008 to Jul 3, 2013 · New Hyde Park, Ny
- C•••• I••••••••• S••••••• C•••• formerOct 4, 2006 to May 29, 2008 · Bayshore, Ny
- B•• I••••••••• C••••• I••• unclassifiedApr 13, 2006 to Oct 4, 2006 · Brightwaters, Ny
- E•••• N••••••• S••••••••• I••• to P••••••••• S••••••••• C•••••••••left Aug 28, 2014, registered May 25, 2021 (2462 days) · Other
- C•••• I••••••••• S••••••• C•••• to E•••• N••••••• S••••••••• I•••left May 29, 2008, registered May 30, 2008 (1 days) · Other
- B•• I••••••••• C••••• I••• to C•••• I••••••••• S••••••• C••••left Oct 4, 2006, registered Oct 4, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address