DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Brian Makowski
Feed of 09/14/2026
Also filed as Scott Makowski
At current firm
4 y
since Apr 12, 2022
In the industry
27 y
since Nov 3, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ally Invest Advisors independent RIA currentsince Apr 12, 2022 · Charlotte, Nc
- Pnc Wealth Management BD affiliatedJan 21, 2014 to Dec 2, 2015 · Boca Raton, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 23, 2009 to Feb 17, 2012 · Boca Raton, Fl
- Td Ameritrade Investment Management, LLC formerApr 26, 2006 to Jun 8, 2009 · Ft. Lauderdale, Fl
- Td Ameritrade, Inc. formerJun 13, 2003 to Jun 8, 2009 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Pnc Wealth Management to Ally Invest Advisorsleft Dec 2, 2015, registered Apr 12, 2022 (2323 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Feb 17, 2012, registered Jan 21, 2014 (704 days) · Other
- Td Ameritrade Investment Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 8, 2009, registered Nov 23, 2009 (168 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jun 8, 2009, registered Apr 26, 2006 (-1139 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address