DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• E••••• M•••••••

O•••• W•••••• I•••BD affiliatedMelbourne, Fl dual registrantIAPD 2615044

Feed of 09/14/2026

At current firm

1 y

since Apr 15, 2025

In the industry

22 y

since Dec 5, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Apr 15, 2025 · Melbourne, Fl
C••••••••• A•••••••• L•• asset manager
Jul 5, 2022 to Feb 21, 2025 · Boynton Beach, Fl
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 26, 2020 to Jun 14, 2022 · Johns Creek, Ga
B• R•••• W••••• A•••••••• I••• BD affiliated
Feb 22, 2019 to Jul 24, 2020 · Boca Raton, Fl
N••• C••••••••• BD affiliated
Mar 1, 2017 to Dec 14, 2018 · Boca Raton, Fl
B•• F•••••••• A••••••• BD affiliated
Sep 16, 2015 to Apr 19, 2016 · Tulsa, Ok
A••••••••• F•••••••• S•••••••• L•• national BD
Dec 8, 2003 to Apr 20, 2009 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

C••••••••• A•••••••• L•• to O•••• W•••••• I•••
left Feb 21, 2025, registered Apr 15, 2025 (53 days) · Other
T••••••••• F•••••••• A•••••••• L•• to C••••••••• A•••••••• L••
left Jun 14, 2022, registered Jul 5, 2022 (21 days) · Affiliated broker-dealer or bank to independent RIA
B• R•••• W••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••
left Jul 24, 2020, registered Aug 26, 2020 (33 days) · Affiliated broker-dealer or bank to another
N••• C••••••••• to B• R•••• W••••• A•••••••• I•••
left Dec 14, 2018, registered Feb 22, 2019 (70 days) · Affiliated broker-dealer or bank to another
B•• F•••••••• A••••••• to N••• C•••••••••
left Apr 19, 2016, registered Mar 1, 2017 (316 days) · Other
A••••••••• F•••••••• S•••••••• L•• to B•• F•••••••• A•••••••
left Apr 20, 2009, registered Sep 16, 2015 (2340 days) · Other

Signals

G••••• E••••• M••••••• left C••••••••• A•••••••• L•• for O•••• W•••••• I••• (registered 2025-04-15)
Feb 21, 2025 · Advisor changed firm · fact
G••••• E••••• M••••••• left T••••••••• F•••••••• A•••••••• L•• for C••••••••• A•••••••• L•• (registered 2022-07-05)
Jun 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address