DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bok Financial Advisors
Legal name Bok Financial Securities, Inc.
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 68 filings
SEC status approved since Jan 28, 1997
RAUM
$1.1B
reported, Item 5.F
Discretionary
49%
of RAUM
Private clients
95%
$1.0B individuals and HNW
Advisors
140
registered through the firm on IAPD
RAUM per advisor
$7.6M
derived; firm RAUM over IAPD count
Employees
165
142 advisory (5.B.1)
Offices
114
beyond the principal office
Private funds
0
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 30, 2012$160M then
HNW client RAUM$421M as of Mar 31, 2026
Mar 26, 2018$316M then
State-registered IARs (5.B.3)142 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)165 as of Mar 31, 2026
Apr 1, 2013383 then
Private funds1 as of Mar 24, 2022
Mar 30, 20122 then
RAUM +27% over the last fiscal year+13% a year over threeIARs 145 to 142offices 113 to 114
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $7.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $317,724derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 49%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 1.2derived115 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- -2.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, hourly, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $520MreportedItem 5.I
- Custody
- $438M, 1,483 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$588M56%
- High-net-worth individuals$421M40%
- Corporations and businesses$44.4M4.2%
- Charitable organizations$5.3M0.5%
- Individual clients
- 2,914reported
- HNW clients
- 349reported
- Pension plan clients
- 0reported
- Charitable clients
- 5reported
- Accounts
- 3,330reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $520M sponsored, $0 managedreported
- Custody of client assets
- $438M for 1,483 clientsreported
- Compensation
- % of AUM, fixed, hourly, commissionsreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=140.0derived
Advisors registered through the firm
125 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Bradley Grauer | Oklahoma City, Ok | Aug 18, 1997 | 40 y | 0 |
| John Kenneth Howk | Tulsa, Ok | Sep 23, 1997 | 31 y | 0 |
| Jason Edward Liles | Oklahoma City, Ok | Feb 5, 2002 | 28 y | 0 |
| Mark Anthony Kosir | Tulsa, Ok | Nov 6, 2002 | 34 y | 0 |
| Christopher Arden GanderCertified Financial Planner | Oklahoma City, Ok | Jan 10, 2003 | 28 y | 0 |
| Todd Patrick Hofmann | Tulsa, Ok | Apr 9, 2003 | 31 y | 1 |
| Gregory Ayres Wheeler | Oklahoma City, Ok | Sep 16, 2003 | 25 y | 1 |
| Brad Alan Williams | Tulsa, Ok | May 17, 2004 | 28 y | 0 |
| Jeremy Brent Johnson | Tulsa, Ok | Jul 6, 2005 | 27 y | 2 |
| Joetta Lynn Cox | Tulsa, Ok | Dec 5, 2005 | 22 y | 1 |
| Steve Dwain Germany | Grapevine, Tx | Jun 1, 2007 | 30 y | 2 |
| Ronald Ames Rotthaus | Hurst, Tx | Sep 6, 2007 | 39 y | 0 |
| Blake Robert Murry | Tulsa, Ok | Nov 21, 2007 | 19 y | 0 |
| David Joseph Hudson | Oklahoma City, Ok | Dec 5, 2007 | 19 y | 0 |
| Nicole Angelique Gilbert | Plano, Tx | Mar 31, 2008 | 32 y | 1 |
| Bradley C Wedel | Oklahoma City, Ok | Jul 3, 2008 | 25 y | 2 |
| Chad Ray Ealey | Oklahoma City, Ok | Jul 10, 2008 | 19 y | 1 |
| Phillip Wayne Bailey | Little Rock, Ar | Jan 26, 2009 | 18 y | 0 |
| Justin Lee Corcoran | Oklahoma City, Ok | Mar 10, 2009 | 22 y | 1 |
| Scott Ryan Swiggett | Oklahoma City, Ok | Mar 18, 2009 | 23 y | 1 |
| Jon Craig Swanson | Tulsa, Ok | Mar 18, 2009 | 20 y | 1 |
| Nicholas Edward Polyak | Houston, Tx | Apr 17, 2009 | 19 y | 1 |
| Sara Elizabeth Skipper | Tulsa, Ok | Apr 27, 2009 | 19 y | 1 |
| Erica Lynne Mcmahan | Oklahoma City, Ok | Sep 2, 2009 | 18 y | 0 |
| Craig Richard Kitchen | Oklahoma City, Ok | Jun 29, 2010 | 29 y | 3 |
| Zachary M Robinson | Oklahoma City, Ok | Sep 9, 2010 | 19 y | 1 |
| Paula Jean Stewart | Oklahoma City, Ok | Oct 6, 2010 | 30 y | 2 |
| Marcy Jeanette Watkins | Tulsa, Ok | Mar 16, 2011 | 17 y | 1 |
| James Henry Wehner | Overland Park, Ks | Jul 1, 2011 | 23 y | 0 |
| Charles David Clark | Tulsa, Ok | Jul 15, 2011 | 24 y | 2 |
| John Harbin Robuck | Plano, Tx | Mar 5, 2012 | 27 y | 1 |
| Ryan Patrick Buchan | Tulsa, Ok | Jun 22, 2012 | 25 y | 4 |
| John William Godwin | Tulsa, Ok | Oct 4, 2012 | 30 y | 3 |
| Matthew Franklin Mitchell | Tulsa, Ok | Nov 20, 2012 | 21 y | 5 |
| Rusty Clayton Jones | Oklahoma City, Ok | Dec 5, 2012 | 24 y | 1 |
| Marcy Catherine Rooker | Tulsa, Ok | Apr 10, 2013 | 33 y | 0 |
| James Scott Deneen | Tulsa, Ok | Nov 21, 2013 | 26 y | 3 |
| Heath Eric Demarcy | Mcalester, Ok | Apr 1, 2014 | 19 y | 1 |
| Jessica Renee JonesChartered Financial Consultant | Oklahoma City, Ok | Jun 30, 2014 | 13 y | 1 |
| Teddy Ray Slate | Tulsa, Ok | Jul 9, 2014 | 15 y | 2 |
Advisor movement
5 left, 9 joined in 12 months
net +4 in 12 months1 left in 90 days2 joined in 90 daysdeparture rate 3.6% of current headcount19 left over 36 months
Left, latest
- William Dunn Bowers to J.P. Morgan Securities LLCJul 20, 2026 · Affiliated broker-dealer or bank to wirehouse
- Christine Kelsey Gullic to Edward JonesMay 7, 2026 · Affiliated broker-dealer or bank to another
- Ryan Hickey to Pnc Wealth ManagementApr 16, 2026 · Affiliated broker-dealer or bank to another
- Alexander Robert Nuno to LPL Financial LLCNov 20, 2025 · Affiliated broker-dealer or bank to another
- Steven Andrew Curry to Cetera Investment Advisers LLCOct 8, 2025 · Affiliated broker-dealer or bank to another
- Phyllis Ann Achor to StephensAug 26, 2025 · Affiliated broker-dealer or bank to another
- Brandon D. Duran to J.P. Morgan Securities LLCAug 26, 2025 · Affiliated broker-dealer or bank to wirehouse
- Corbin David Knollman to RBC Capital Markets, LLCAug 1, 2025 · Affiliated broker-dealer or bank to another
- Christopher Dale Schreckenghost to Bfc Planning, Inc.Jan 30, 2025 · Affiliated broker-dealer or bank to another
- Karesse Renay Bradley to Capital Client Group, Inc.Jan 8, 2025 · Other
- Larry Allen Anderson to S.B. Value Partners, L.P.Jan 3, 2025 · Other
- Catherine Echon Haffner to Raymond James Financial Services Advisors, IncDec 4, 2024 · Affiliated broker-dealer or bank to another
- George Cameron Decell to Bok Financial Private Wealth, Inc.Oct 7, 2024 · Affiliated broker-dealer or bank to independent RIA
- Sean Michael Martin to Truist Advisory Services, Inc.Oct 1, 2024 · Affiliated broker-dealer or bank to another
- Justin Michael Kasparek to J M Brown Financial PartnersAug 28, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Samuel Matthew Laporte from Wells Fargo AdvisorsJul 1, 2026 · Wirehouse to affiliated broker-dealer or bank
- Grant Douglas Simmons from Edward JonesJun 22, 2026 · Affiliated broker-dealer or bank to another
- Levi William Gunn from Cetera Investment Advisers LLCApr 15, 2026 · Affiliated broker-dealer or bank to another
- Eduardo Cano from Cetera Investment Advisers LLCMar 13, 2026 · Affiliated broker-dealer or bank to another
- Jeremy Aguilar from Madison Avenue Securities, LLCJan 12, 2026 · Affiliated broker-dealer or bank to another
- Megan Barnoski from Cetera Investment Advisers LLCJan 5, 2026 · Affiliated broker-dealer or bank to another
- Andrew Louis Nelson from LPL Financial LLCDec 19, 2025 · Affiliated broker-dealer or bank to another
- George Venegas Pedraza from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 4, 2025 · Wirehouse to affiliated broker-dealer or bank
- Jacob John Wire from U.S. Bancorp Investments, Inc.Oct 22, 2025 · Affiliated broker-dealer or bank to another
- Josef Rau from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 4, 2025 · Wirehouse to affiliated broker-dealer or bank
- Sara Alicia Fagot from Wells Fargo AdvisorsJul 30, 2025 · Wirehouse to affiliated broker-dealer or bank
- Amanda June Wittiger from Truist Advisory Services, Inc.Jul 9, 2025 · Affiliated broker-dealer or bank to another
- Nora Calderon Gil from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 24, 2025 · Wirehouse to affiliated broker-dealer or bank
- Kelly Ann Landen from J.P. Morgan Securities LLCMay 20, 2025 · Wirehouse to affiliated broker-dealer or bank
- Jason Lee Duck from Drawbridge CapitalMay 7, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Morgan StanleyOct 12, 2022 · Tulsa, Ok
- 2 left for Robert W. Baird & Co. IncorporatedDec 16, 2020 · Englewood, Co
- 2 left for MarinerDec 5, 2019 · Overland Park, Ks
- 2 left for Hilltop Securities Inc.Apr 20, 2018 · Dallas, Tx
- 2 left for Wells Fargo AdvisorsJul 17, 2017 · Broken Arrow, Ok
- 2 joined from Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 10, 2025 · Austin, Tx
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Bokf Private Equity Limited Partnershipno longer reported | Private Equity Fund | $5.0M | 89 | Mar 30, 2012 |
| Bokf Private Equity Limited Partnership IIno longer reported | Private Equity Fund | $15,000 | 42 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- John Malone Coffman · Svp, Operations Managercontrolsince 03/2012 · owns less than 5%
- Brett Alan Dean · Presidentcontrolsince 04/2012 · owns less than 5%
- Catherine Joanne Dodson · Cfo/Finopcontrolsince 08/2023 · owns less than 5%
- Thomas Coy Gallatin · Executive Director, Energy Bankingcontrolsince 01/2016 · owns less than 5%
- Scott Bradley Grauer · Ceo, Chairman Ownercontrolsince 04/2012 · owns less than 5%
- Mindy Margaret Mahaney · Bokfs Board Membercontrolsince 05/2014 · owns less than 5%
- Rebecca Rose Parrish · Chief Compliance Officercontrolsince 06/2025 · owns less than 5%
- James Augustus Shaw · Svp, Director Of Retail Salescontrolsince 07/2019 · owns less than 5%
- James Bradford Steele · Svp, Chief Operating Officercontrolsince 09/2022 · owns less than 5%
- Jon Craig Swanson · Bokfs Board Membercontrolsince 03/2017 · owns less than 5%
- George Bruce Kaiser · Indirect Beneficial Ownercontrolsince 11/1991 · owns 50% to 75% of Bok Financial Corp.
Entity owners
- Bok Financial Corporation · Direct Beneficial Ownerdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Bok Financial Private Wealth, Inc.investment advisernRAUM $3.7B
- Bokf Equity, LLCpooled vehicle sponsorn
- Bokf, Nabroker-dealern
- Bosc Agency, Inc.real estatey
- Cavanal Hill Distributors, Inc,broker-dealern
- Cavanal Hill Investment Management, Inc.investment advisernRAUM $15B
Advisers that list Bok Financial Advisors as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tulsa, Ok · principal | 69 | 5 | 1 | ||
| Oklahoma City, Ok | 62 | 5 | 2 | ||
| Plano, Tx | 33 | 5 | 1 | ||
| Houston, Tx | 7 | 1 | 0 | ||
| Denver, Co | 6 | 2 | 1 | ||
| Little Rock, Ar | 5 | 0 | 0 | ||
| Fort Worth, Tx | 5 | 0 | 0 | ||
| Overland Park, Ks | 5 | 1 | 0 | ||
| Dallas, Tx | 4 | 0 | 0 | ||
| Edmond, Ok | 4 | 0 | 0 | ||
| Albuquerque, Nm | 3 | 1 | 0 | ||
| Englewood, Co | 3 | 1 | 0 | ||
| Highlands Ranch, Co | 3 | 1 | 0 | ||
| Golden, Co | 2 | 1 | 0 | ||
| Greenwood Village, Co | 2 | 1 | 0 | ||
| San Antonio, Tx | 2 | 1 | 0 | ||
| Coppell, Tx | 2 | 0 | 0 | ||
| Aurora, Co | 2 | 1 | 0 | ||
| Grapevine, Tx | 2 | 0 | 0 | ||
| Lakewood, Co | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Tulsa, OK28 employees
- Oklahoma City, OK21 employees
- Tulsa, OK11 employees
- Tulsa, OK8 employees
- Fort Worth, TX7 employees
- Little Rock, AR7 employees
- Houston, TX5 employees
- Tulsa, OK5 employees
- Overland Park, KS4 employees
- Richardson, TX4 employees
- Dallas, TX4 employees
- Milwaukee, WI4 employees
- Houston, TX3 employees
- Grapevine, TX3 employees
- Muskogee, OK2 employees
- Plano, TX2 employees
- Denver, CO2 employees
- Scottsdale, AZ2 employees
- San Antonio, TX2 employees
- Oklahoma City, OK2 employees
- Sand Springs, OK1 employees
- Midwest City, OK1 employees
- Dallas, TX1 employees
- Norman, OK1 employees
- Tulsa, OK1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 31, 2026PARRISH, REBECCA ROSE (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-08-07 and 2026-03-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 31, 2026COFFMAN, JOHN MALONE (SVP, OPERATIONS MANAGER) left Schedule A between the filings of 2023-08-07 and 2026-03-31peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 31, 2026KAISER, GEORGE BRUCE (INDIRECT BENEFICIAL OWNER) left Schedule A between the filings of 2023-08-07 and 2026-03-31peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 3,179 to 3,330Jun 16, 2025 to Mar 31, 2026
- Advisory employees · 145 to 142Jun 16, 2025 to Mar 31, 2026
- BD registered reps · 134 to 140Jun 16, 2025 to Mar 31, 2026
- Corporate clients · 20 to 29Jun 16, 2025 to Mar 31, 2026
- HNW clients · 336 to 349Jun 16, 2025 to Mar 31, 2026
- Individual clients · 2,781 to 2,914Jun 16, 2025 to Mar 31, 2026
- Assets in custody · $214M to $438MJun 16, 2025 to Mar 31, 2026
- Insurance-licensed employees · 9 to 12Jun 16, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 0Jun 16, 2025 to Mar 31, 2026
- State-registered IARs · 145 to 142Jun 16, 2025 to Mar 31, 2026
- Other offices · 113 to 114Jun 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $416M to $520MJun 16, 2025 to Mar 31, 2026
- HNW RAUM · $336M to $421MJun 16, 2025 to Mar 31, 2026
- Individual RAUM · $487M to $588MJun 16, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $419M to $538MJun 16, 2025 to Mar 31, 2026
- RAUM · $836M to $1.1BJun 16, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $416M to $520MJun 16, 2025 to Mar 31, 2026
- Financial planning clients · 1-10 to 1-10Mar 20, 2025 to Jun 16, 2025
- Accounts · 3,101 to 3,179Jan 10, 2025 to Mar 20, 2025
- Advisory employees · 151 to 145Jan 10, 2025 to Mar 20, 2025
- BD registered reps · 147 to 134Jan 10, 2025 to Mar 20, 2025
- Corporate clients · 27 to 20Jan 10, 2025 to Mar 20, 2025
- HNW clients · 253 to 336Jan 10, 2025 to Mar 20, 2025
- Individual clients · 2,778 to 2,781Jan 10, 2025 to Mar 20, 2025
- Assets in custody · $203M to $214MJan 10, 2025 to Mar 20, 2025
- Insurance-licensed employees · 13 to 9Jan 10, 2025 to Mar 20, 2025
- State-registered IARs · 151 to 145Jan 10, 2025 to Mar 20, 2025
- Other offices · 109 to 113Jan 10, 2025 to Mar 20, 2025
- Discretionary RAUM · $397M to $416MJan 10, 2025 to Mar 20, 2025
- HNW RAUM · $205M to $336MJan 10, 2025 to Mar 20, 2025
- Individual RAUM · $489M to $487MJan 10, 2025 to Mar 20, 2025
- Non-discretionary RAUM · $340M to $419MJan 10, 2025 to Mar 20, 2025
- Pension RAUM · $186,120 to $0Jan 10, 2025 to Mar 20, 2025
- RAUM · $738M to $836MJan 10, 2025 to Mar 20, 2025
- Wrap assets (sponsor) · $406M to $416MJan 10, 2025 to Mar 20, 2025
- Accounts · 3,217 to 3,101Aug 7, 2023 to Mar 25, 2024
- Advisory employees · 138 to 151Aug 7, 2023 to Mar 25, 2024
- BD registered reps · 130 to 147Aug 7, 2023 to Mar 25, 2024
- Corporate clients · 37 to 27Aug 7, 2023 to Mar 25, 2024
- HNW clients · 270 to 253Aug 7, 2023 to Mar 25, 2024
Signals
50 dated events
- William Dunn Bowers left Bok Financial Advisors for J.P. Morgan Securities Llc (registered 2026-07-16)Jul 20, 2026 · Advisor changed firm · fact
- Christine Kelsey Gullic left Bok Financial Advisors for Edward Jones (registered 2026-05-12)May 7, 2026 · Advisor changed firm · fact
- Ryan Hickey left Bok Financial Advisors for Pnc Wealth Management (registered 2026-04-24)Apr 16, 2026 · Advisor changed firm · fact
- Bok Financial Advisors reported RAUM $1.1B, up 27% from $835.6M (2025-06-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Alexander Robert Nuno left Bok Financial Advisors for Lpl Financial Llc (registered 2026-06-05)Nov 20, 2025 · Advisor changed firm · fact
- Steven Andrew Curry left Bok Financial Advisors for Cetera Investment Advisers Llc (registered 2025-10-20)Oct 8, 2025 · Advisor changed firm · fact
- Brandon D. Duran left Bok Financial Advisors for J.P. Morgan Securities Llc (registered 2025-09-11)Aug 26, 2025 · Advisor changed firm · fact
- Phyllis Ann Achor left Bok Financial Advisors for Stephens (registered 2026-01-22)Aug 26, 2025 · Advisor changed firm · fact
- Corbin David Knollman left Bok Financial Advisors for Rbc Capital Markets, Llc (registered 2025-07-14)Aug 1, 2025 · Advisor changed firm · fact
- 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Austin, TX) for Bok Financial Advisors within 8 daysJun 10, 2025 · Team lift-out · derived
- Christopher Dale Schreckenghost left Bok Financial Advisors for Bfc Planning, Inc. (registered 2026-05-04)Jan 30, 2025 · Advisor changed firm · fact
- Karesse Renay Bradley left Bok Financial Advisors for Capital Client Group, Inc. (registered 2025-01-21)Jan 8, 2025 · Advisor changed firm · fact
- Larry Allen Anderson left Bok Financial Advisors for S.B. Value Partners, L.P. (registered 2025-01-09)Jan 3, 2025 · Advisor changed firm · fact
- Catherine Echon Haffner left Bok Financial Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-12-02)Dec 4, 2024 · Advisor changed firm · fact
- George Cameron Decell left Bok Financial Advisors for Bok Financial Private Wealth, Inc. (registered 2023-09-26)Oct 7, 2024 · Advisor changed firm · fact
- Sean Michael Martin left Bok Financial Advisors for Truist Advisory Services, Inc. (registered 2026-04-09)Oct 1, 2024 · Advisor changed firm · fact
- Justin Michael Kasparek left Bok Financial Advisors for J M Brown Financial Partners (registered 2024-12-06)Aug 28, 2024 · Advisor changed firm · fact
- Casey Leroy Coffey left Bok Financial Advisors for Pnc Wealth Management (registered 2024-09-05)Jul 2, 2024 · Advisor changed firm · fact
- Julie Marie Mahanay left Bok Financial Advisors for Lig Capital Management, Llc (registered 2024-07-25)Jun 24, 2024 · Advisor changed firm · fact
- Kaleigh Naomi Hubbard left Bok Financial Advisors for Edward Jones (registered 2024-03-28)Apr 1, 2024 · Advisor changed firm · fact
- Jerry Keith Williams (Svp, Inst. Sales & Trading Manager) no longer on Schedule A of Bok Financial Advisors (listed 2023-08-07, absent 2024-03-25)Mar 25, 2024 · Control person left · inference
- Kyle Ray Bowen left Bok Financial Advisors for Bok Financial Private Wealth, Inc. (registered 2019-08-15)Oct 26, 2023 · Advisor changed firm · fact
- Sharon Karraker Cohen left Bok Financial Advisors for Parallel Advisors, Llc (registered 2023-10-04)Sep 15, 2023 · Advisor changed firm · fact
- Robert Ledvora (Cfo/Finop) no longer on Schedule A of Bok Financial Advisors (listed 2023-03-20, absent 2023-08-07)Aug 7, 2023 · Control person left · inference
- Catherine Joanne Dodson (Cfo/Finop) appeared on Schedule A of Bok Financial AdvisorsAug 7, 2023 · Control person joined · fact
- David Allen Strandin left Bok Financial Advisors for Lpl Financial Llc (registered 2023-07-25)Jul 28, 2023 · Advisor changed firm · fact
- Tally Mead Ferguson (Svp, Director Of Market Risk Management) no longer on Schedule A of Bok Financial Advisors (listed 2022-11-18, absent 2023-03-20)Mar 20, 2023 · Control person left · inference
- James Bradford Steele (Svp, Chief Operating Officer) appeared on Schedule A of Bok Financial AdvisorsMar 20, 2023 · Control person joined · fact
- Thomas Coy Gallatin (Executive Director, Energy Banking) appeared on Schedule A of Bok Financial AdvisorsMar 20, 2023 · Control person joined · fact
- Alexa Beth Larsen left Bok Financial Advisors for Morgan Stanley (registered 2023-03-23)Feb 22, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- BOK Financial Advisors · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- advisors.bokfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 877-781-6889reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026