RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•••••• M•••••
- T•••••••• C••••••••• L•• independent RIA currentsince Apr 26, 2013 · Pittsburgh, Pa
- B••• F•• A••••••••• I••• independent RIAAug 4, 2008 to May 1, 2013 · Sewickley, Pa
- D••••••• I••••••••• A••••••• L•• unclassifiedMay 2, 2007 to Aug 4, 2008 · Cincinnati, Oh
- G•••••• S•••• W••••• S•••••••• L••• BD affiliatedMay 10, 1999 to Apr 16, 2007 · Canonsburg, Pa
- B••• F•• A••••••••• I••• to T•••••••• C••••••••• L••left May 1, 2013, registered Apr 26, 2013 (-5 days) · Other
- D••••••• I••••••••• A••••••• L•• to B••• F•• A••••••••• I•••left Aug 4, 2008, registered Aug 4, 2008 (0 days) · Other
- G•••••• S•••• W••••• S•••••••• L••• to D••••••• I••••••••• A••••••• L••left Apr 16, 2007, registered May 2, 2007 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address