RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•••• P••
- M••••••• C•••••• M••••••••• L•• independent RIA currentsince May 19, 2022 · Grand Blanc, Mi
- L•• F•••••••• L•• BD affiliatedJan 7, 2019 to May 10, 2022 · Saginaw, Mi
- S•• BD affiliatedSep 2, 2015 to Jan 7, 2019 · Saginaw, Mi
- U••••••••• W••••• M••••••••• L•• independent RIAMay 15, 2013 to Sep 14, 2015 · Flint, Mi
- C••••• I••••••••• S••••••• L•• formerAug 1, 2012 to Apr 24, 2013 · Owosso, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedJan 16, 2008 to Feb 5, 2008 · Ann Arbor, Mi
- L•• F•••••••• L•• to M••••••• C•••••• M••••••••• L••left May 10, 2022, registered May 19, 2022 (9 days) · RIA to RIA
- S•• to L•• F•••••••• L••left Jan 7, 2019, registered Jan 7, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- U••••••••• W••••• M••••••••• L•• to S••left Sep 14, 2015, registered Sep 2, 2015 (-12 days) · Other
- C••••• I••••••••• S••••••• L•• to U••••••••• W••••• M••••••••• L••left Apr 24, 2013, registered May 15, 2013 (21 days) · Other
- A••••• A•• P••••••• S••••••• to C••••• I••••••••• S••••••• L••left Feb 5, 2008, registered Aug 1, 2012 (1639 days) · Other
- R••••• L•••• P•• left L•• F•••••••• L•• for M••••••• C•••••• M••••••••• L•• (registered 2022-05-19)May 10, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address