RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• W•••• G••••
- V••••• A•••• M••••••••• independent RIA currentsince Apr 10, 2012 · Durham, Nc
- G•• S••••••••• I••• BD affiliatedJun 10, 2011 to Mar 30, 2012 · Palm Beach Gardens, Fl
- I••••••••• F•••••••• A••••••• independent RIAJul 1, 2005 to Jun 10, 2011 · Blacksburg, Va
- G•• S••••••••• I••• to V••••• A•••• M•••••••••left Mar 30, 2012, registered Apr 10, 2012 (11 days) · Other
- I••••••••• F•••••••• A••••••• to G•• S••••••••• I•••left Jun 10, 2011, registered Jun 10, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address