RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• C•••••• H••••••
- E•••••••• M••••••••• C••• independent RIA currentsince Mar 5, 2019 · Waltham, Ma
- T•• H•••••• C••••••• I••• unclassifiedFeb 4, 2004 to Dec 31, 2019 · Worcester, Ma
- C••••••••• F•••••••• N•••••• national BDApr 7, 2000 to Dec 9, 2003 · Worcester, Ma
- T•• H•••••• C••••••• I••• to E•••••••• M••••••••• C•••left Dec 31, 2019, registered Mar 5, 2019 (-301 days) · Other
- C••••••••• F•••••••• N•••••• to T•• H•••••• C••••••• I•••left Dec 9, 2003, registered Feb 4, 2004 (57 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address