DFX Intelligence
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Registered advisor
R••••• G••••• H•••••
Feed of 09/15/2026
Also filed as Bob H•••••
At current firm
1 y
since Nov 14, 2024
In the industry
31 y
since Jun 8, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Leesburg, Va
- P•••• S••••••••• L•• no RAUMJan 5, 2022 to Nov 14, 2024 · Vienna, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Sep 30, 2021 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Leesburg, Va
- B••• I••••••••• S•••••••• I••• formerFeb 20, 2008 to Jan 2, 2018 · Ashburn, Va
- N•• E•••••• S••••••••• C••••••••• formerJun 13, 2006 to Feb 27, 2008 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to P•••• S••••••••• L••left Sep 30, 2021, registered Jan 5, 2022 (97 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to B••• I••••••••• S•••••••• I•••left Feb 27, 2008, registered Feb 20, 2008 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address