RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••• H••••• P•••••
- L•• F•••••••• L•• BD affiliated currentsince May 2, 2023 · Sewickley, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJan 14, 2022 to May 5, 2023 · Wexford, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 14, 2015 to Feb 4, 2022 · Wexford, Pa
- L•• F•••••••• L•• BD affiliatedNov 11, 2008 to Aug 20, 2015 · Wexford, Pa
- F•• S••••••••• C••••••••• formerSep 15, 2005 to Nov 13, 2008 · Pittsburgh, Pa
- I••••••••• F•••••••• S•••••••• I••• unclassifiedNov 18, 1996 to Apr 30, 2020 · Wexford, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left May 5, 2023, registered May 2, 2023 (-3 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 4, 2022, registered Jan 14, 2022 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••left Apr 30, 2020, registered Sep 15, 2005 (-5341 days) · Other
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 20, 2015, registered Aug 14, 2015 (-6 days) · Other · moved with a team
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Nov 13, 2008, registered Nov 11, 2008 (-2 days) · Other
- N••• H••••• P••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-05-02)May 5, 2023 · Advisor changed firm · fact
- N••• H••••• P••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-01-14)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address