RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••••• S••••• Y•••••
- K••••• A•••••••• I••• BD affiliated currentsince Feb 1, 2011 · Ft. Lauderdale, Fl
- C•••••• S••••• • C••• I••• national BDJun 27, 2002 to Nov 12, 2010 · Coral Gables, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 18, 1997 to Jun 28, 2002 · Coral Springs, Fl
- C•••••• S••••• • C••• I••• to K••••• A•••••••• I•••left Nov 12, 2010, registered Feb 1, 2011 (81 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Jun 28, 2002, registered Jun 27, 2002 (-1 days) · Affiliated broker-dealer or bank to another
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address