RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W••••• M••••••
- S•••• I••••• S••••••••• L•• independent RIA currentsince Sep 28, 2017 · Fort Lauderdale, Fl
- S•••• I••••• S••••••••• L•• independent RIASep 28, 2017 to Dec 31, 2017 · Cordova, Tn
- W•• A•••••••• L• formerJan 10, 2011 to Sep 28, 2017 · Cordova, Tn
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Dec 15, 2010 · Gilford, Nh
- E•••••• P•••• A••••••• I••• unclassifiedFeb 4, 2004 to Jun 16, 2005
- W•• A•••••••• L• to S•••• I••••• S••••••••• L••left Sep 28, 2017, registered Sep 28, 2017 (0 days) · Other · moved with a team
- I•••••••• C•••••• A••••••• to W•• A•••••••• L•left Dec 15, 2010, registered Jan 10, 2011 (26 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address