RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••• N••
- V••••• I••••••••• P••••••• independent RIA currentsince Jan 13, 2021 · Beaufort, Sc
- V••••• I••••••••• P••••••• independent RIAApr 11, 2018 to Dec 31, 2020 · Beaufort, Sc
- D••••••• A••••• C••••••• L•• independent RIAFeb 20, 2014 to Feb 25, 2019 · Ridgeland, Sc
- G•••••••• C•••••• A••••••••• L•• independent RIAOct 22, 2008 to Jul 17, 2013 · G••••••••, Sc
- D••••••• A••••• C••••••• L•• to V••••• I••••••••• P•••••••left Feb 25, 2019, registered Apr 11, 2018 (-320 days) · RIA to RIA
- G•••••••• C•••••• A••••••••• L•• to D••••••• A••••• C••••••• L••left Jul 17, 2013, registered Feb 20, 2014 (218 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address