RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A••••• T••••••
- O•••• W•••••• I••• BD affiliated currentsince May 4, 2026 · Loveland, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 19, 2012 to May 20, 2026 · Loveland, Co
- E•••• N••••••• S••••••••• I••• formerAug 2, 2011 to Jan 25, 2012 · Loveland, Co
- A•••••• A••••• F•••••••• P•••••••• L•• unclassifiedSep 18, 2007 to Jul 16, 2012 · Loveland, Co
- C••• F•••••••• S•••••••• L••• formerAug 1, 2006 to Dec 1, 2006 · Ft. Collins, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• W•••••• I•••left May 20, 2026, registered May 4, 2026 (-16 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••• F•••••••• P•••••••• L•• to E•••• N••••••• S••••••••• I•••left Jul 16, 2012, registered Aug 2, 2011 (-349 days) · Other
- E•••• N••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2012, registered Jan 19, 2012 (-6 days) · Other
- C••• F•••••••• S•••••••• L••• to A•••••• A••••• F•••••••• P•••••••• L••left Dec 1, 2006, registered Sep 18, 2007 (291 days) · Other
- W•••••• A••••• T•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for O•••• W•••••• I••• (registered 2026-05-04)May 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address