RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• T••••••• K••••
- T•• A•••••••• G•••• BD affiliated currentsince Feb 1, 2020 · Tempe, Az
- P•• A••••••• independent RIAApr 18, 2018 to Jan 31, 2020 · Phoenix, Az
- C•• F•••••••• G••••• I••• formerMar 29, 2011 to Dec 31, 2018 · Scottsdale, Az
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 26, 2005 to Mar 31, 2011 · Phoenix, Az
- P•• A••••••• to T•• A•••••••• G••••left Jan 31, 2020, registered Feb 1, 2020 (1 days) · RIA to a newly registered adviser
- C•• F•••••••• G••••• I••• to P•• A•••••••left Dec 31, 2018, registered Apr 18, 2018 (-257 days) · RIA to RIA · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to C•• F•••••••• G••••• I•••left Mar 31, 2011, registered Mar 29, 2011 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address