DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Aaron Leffingwell
Feed of 09/15/2026
Also filed as Aaron Douglas Leffingwell
At current firm
0 y
since Feb 3, 2026
In the industry
28 y
since May 19, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Empower Advisory Group, LLC BD affiliated currentsince Feb 3, 2026 · Greenwood Village, Co
- Merk Investments LLC asset managerJan 13, 2010 to Feb 26, 2014
- Icon Advisers, Inc. otherJul 2, 2008 to Mar 18, 2009 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- Merk Investments LLC to Empower Advisory Group, LLCleft Feb 26, 2014, registered Feb 3, 2026 (4360 days) · Other
- Icon Advisers, Inc. to Merk Investments LLCleft Mar 18, 2009, registered Jan 13, 2010 (301 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address