RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• D••••• C•• F••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Crestwood, Mo
- U••• B•••••• I••••••••• I••• formerJul 24, 2023 to Feb 13, 2026 · Crestwood, Mo
- G•••• C••••••••• formerJan 9, 2019 to Jun 30, 2023 · Kirkwood, Mo
- G•••• C••••••••• formerDec 7, 2016 to Dec 31, 2018 · Kirkwood, Mo
- L•• F•••••••• L•• BD affiliatedAug 3, 2016 to Jul 14, 2017 · Town & Country, Mo
- P•••••• L•••• M•••• M••••••••• I••• unclassifiedSep 20, 2012 to Nov 15, 2016 · Nisswa, Mn
- O•••••••• F•••••••• S••••••• unclassifiedJun 23, 2011 to Mar 19, 2012 · St. Louis, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDSep 11, 2006 to Dec 8, 2008 · Clayton, Mo
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- G•••• C••••••••• to U••• B•••••• I••••••••• I•••left Jun 30, 2023, registered Jul 24, 2023 (24 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to G•••• C•••••••••left Jul 14, 2017, registered Dec 7, 2016 (-219 days) · Other · moved with a team
- P•••••• L•••• M•••• M••••••••• I••• to L•• F•••••••• L••left Nov 15, 2016, registered Aug 3, 2016 (-104 days) · Other
- O•••••••• F•••••••• S••••••• to P•••••• L•••• M•••• M••••••••• I•••left Mar 19, 2012, registered Sep 20, 2012 (185 days) · Other
- S•••••• N••••••• • C••••••• I••••••••• to O•••••••• F•••••••• S•••••••left Dec 8, 2008, registered Jun 23, 2011 (927 days) · Other
- S••••• D••••• C•• F•• left G•••• C••••••••• for U••• B•••••• I••••••••• I••• (registered 2023-07-24)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address