DFX Intelligence
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Team lift-out
3 advisors left L•• F•••••••• L•• for G•••• C•••••••••
othertoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Joseph Sluhan | Town Country, Mo | Jul 14, 2017 | Jan 28, 2008 |
| Quintin Andrew Hogrefe | Town Country, Mo | Jul 14, 2017 | Nov 18, 2016 |
| Samuel D'Arcy Cox Fox | Town Country, Mo | Jul 14, 2017 | Dec 7, 2016 |
The rule
- Registrations ended
- Jul 14, 2017
- Registered next
- Jan 28, 2008 to Dec 7, 2016
- Branch state
- MO
- Cities
- 1, most in Town Country, Mo
- Registered there that day
- 6,605 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.