S••••• D••••• C••••••

• L•• F•••••••• L•• BD affiliated current
  since Feb 28, 2020 · Vestavia, Al
• S••••••••• A•••••• A•••••••• I••• former
  Jan 21, 2015 to Feb 27, 2020 · Wetumpka, Al
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Jan 5, 2015 · Wetumpka, Al
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Aug 13, 2002 to Jan 2, 2009 · Wetumpka, Al

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Feb 27, 2020, registered Feb 28, 2020 (1 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••••• A•••••• A•••••••• I•••
  left Jan 5, 2015, registered Jan 21, 2015 (16 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address