DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Lnw

Former SEC-registered adviserSeattle, WashingtonCRD 113400SEC 801-60345websiteIAPD
Legal name Lnw Wealth Management, LLC
Latest filing Oct 1, 2025
First filing on the tape Mar 29, 2012 · 45 filings
SEC status approved since Jun 8, 2001
RAUM
$4.5B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
99%
$4.5B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
44 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$4.5B as of Oct 1, 2025
Mar 29, 2012$1.6B then
HNW client RAUM$4.4B as of Oct 1, 2025
Mar 28, 2018$1.7B then
State-registered IARs (5.B.3)38 as of Oct 1, 2025
Mar 29, 20120 then
Employees (5.A)91 as of Oct 1, 2025
Mar 28, 201380 then
Private funds1 as of Oct 1, 2025
Mar 30, 20171 then
RAUM -2.3% over the last fiscal year-2.4% a year over threeIARs 38 to 38
Practice profile
derived from the filing of Oct 1, 2025; every figure names its basis
RAUM per advisor
$119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
15derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$10.3MderivedHNW RAUM over HNW clients
Average account
$1.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
83%derivedof RAUM
Institutional
0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.4derivedItem 5.A over advisors
Advisors per office
7.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year
-2.3%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.2%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminarsreportedItem 5.G
Custody
$1.6B, 333 clientsreportedItem 9.A
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.4B98%
  • Individuals$39.7M0.9%
  • Charitable organizations$28.3M0.6%
  • Pooled investment vehicles$18.4M0.4%
Individual clients
132reported
HNW clients
429reported
Pension plan clients
n/areported
Charitable clients
5reported
Accounts
2,463reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$1.6B for 333 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days10 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
1 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Lnwm Renewable Power Fund, LPPrivate Equity Fund$14.1M29Mar 30, 2017
Owners and control persons
Schedule A and B, latest filing
  • Gerard Ronald Albahary · Chief Investment Officercontrol
    since 07/2021 · owns less than 5%
  • Li'E Jaclyne Badal · General Counselcontrol
    since 05/2023 · owns less than 5%
  • Powers Kristen Bauer · Ceocontrol
    since 05/2020 · owns less than 5%
  • Eileen Lauren Halloran · Chief Compliance Officercontrol
    since 01/2023 · owns less than 5%
  • James Trevor Hicks · Chief Technology Officercontrol
    since 12/2022 · owns less than 5%
  • Todd Stephen Janowsky · Presidentcontrol
    since 12/2022 · owns less than 5%
  • Marie Kayla Kemner · Chief Financial Officercontrol
    since 06/2024 · owns less than 5%
  • Timothy Brandon Mckerney · Chief Operating Officercontrol
    since 04/2024 · owns less than 5%
Entity owners
  • Laird Norton Wetherby Trust Company, LLC · Member
    direct · owns 75% or more
  • Laird Norton Company, LLC · Member
    indirect · owns 50% to 75% of Laird Norton Enterprises Inc
  • Laird Norton Enterprises Inc · Member
    indirect · owns 50% to 75% of Laird Norton Wetherby Trust Company, LLC
  • Lnw Equity LP · Member
    indirect · owns 25% to 50% of Laird Norton Wetherby Trust Company, LLC
  • Lnw Equity Gp LLC · Member
    indirect · owns 25% to 50% of Lnw Equity LP
Related persons
Schedule D 7.A
  • Laird Norton Wetherby Trust Company, LLC
    y
  • Lnw
    investment adviserpooled vehicle sponsornRAUM $12B
  • Lnw Trust Company Of South Dakota, LLC
    y
Advisers that list Lnw as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
New York, Ny001
Seattle, Wa · principal003
Offices
Schedule D 1.F, the 25 largest
  • Radnor, PA3 employees
  • Los Angeles, CA
  • New York, NY
  • San Francisco, CA
What changed
consecutive filings, newest first
  • Accounts · 2,613 to 2,463
    Jan 15, 2025 to Mar 31, 2025
  • Advisory employees · 65 to 44
    Jan 15, 2025 to Mar 31, 2025
  • Advisory activities · 5 to 6
    Jan 15, 2025 to Mar 31, 2025
  • Charity clients · 9 to 5
    Jan 15, 2025 to Mar 31, 2025
  • HNW clients · 425 to 429
    Jan 15, 2025 to Mar 31, 2025
  • Individual clients · 143 to 132
    Jan 15, 2025 to Mar 31, 2025
  • Assets in custody · $607M to $1.6B
    Jan 15, 2025 to Mar 31, 2025
  • Employees · 96 to 91
    Jan 15, 2025 to Mar 31, 2025
  • Insurance-licensed employees · 0 to 4
    Jan 15, 2025 to Mar 31, 2025
  • Financial planning clients · 251-500 to 251-500
    Jan 15, 2025 to Mar 31, 2025
  • Discretionary RAUM · $4.2B to $3.7B
    Jan 15, 2025 to Mar 31, 2025
  • HNW RAUM · $4.5B to $4.4B
    Jan 15, 2025 to Mar 31, 2025
  • Individual RAUM · $40.4M to $39.7M
    Jan 15, 2025 to Mar 31, 2025
  • Non-discretionary RAUM · $399M to $787M
    Jan 15, 2025 to Mar 31, 2025
  • RAUM · $4.6B to $4.5B
    Jan 15, 2025 to Mar 31, 2025
  • Accounts · 2,706 to 2,613
    Jan 12, 2024 to Mar 29, 2024
  • Advisory employees · 40 to 65
    Jan 12, 2024 to Mar 29, 2024
  • Business name · LNW WEALTH MANAGEMENT, LLC to LNW
    Jan 12, 2024 to Mar 29, 2024
  • Charity clients · 6 to 9
    Jan 12, 2024 to Mar 29, 2024
  • HNW clients · 382 to 425
    Jan 12, 2024 to Mar 29, 2024
  • Individual clients · 106 to 143
    Jan 12, 2024 to Mar 29, 2024
  • Employees · 97 to 96
    Jan 12, 2024 to Mar 29, 2024
  • State-registered IARs · 35 to 38
    Jan 12, 2024 to Mar 29, 2024
  • Discretionary RAUM · $2.9B to $4.2B
    Jan 12, 2024 to Mar 29, 2024
  • HNW RAUM · $4.0B to $4.5B
    Jan 12, 2024 to Mar 29, 2024
  • Individual RAUM · $32.0M to $40.4M
    Jan 12, 2024 to Mar 29, 2024
  • Non-discretionary RAUM · $1.2B to $399M
    Jan 12, 2024 to Mar 29, 2024
  • RAUM · $4.1B to $4.6B
    Jan 12, 2024 to Mar 29, 2024
  • Business name · LAIRD NORTON WEALTH MANAGEMENT to LNW WEALTH MANAGEMENT, LLC
    Jan 12, 2024 to Jan 12, 2024
  • Legal name · LAIRD NORTON WEALTH MANAGEMENT, LLC to LNW WEALTH MANAGEMENT, LLC
    Jan 12, 2024 to Jan 12, 2024
  • Other offices · 3 to 4
    Apr 5, 2023 to Jun 7, 2023
  • Accounts · 2,060 to 2,706
    Feb 10, 2023 to Mar 31, 2023
  • Advisory employees · 57 to 40
    Feb 10, 2023 to Mar 31, 2023
  • Charity clients · 8 to 6
    Feb 10, 2023 to Mar 31, 2023
  • HNW clients · 392 to 382
    Feb 10, 2023 to Mar 31, 2023
  • Individual clients · 79 to 106
    Feb 10, 2023 to Mar 31, 2023
  • Assets in custody · $1.4B to $607M
    Feb 10, 2023 to Mar 31, 2023
  • Employees · 90 to 97
    Feb 10, 2023 to Mar 31, 2023
  • State-registered IARs · 37 to 35
    Feb 10, 2023 to Mar 31, 2023
  • Other offices · 0 to 3
    Feb 10, 2023 to Mar 31, 2023
Signals
49 dated events
  • Lnw no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $4.5B)
    Feb 2, 2026 · Left the SEC roster · derived
  • Bryan Soo Saeng Cass no longer registered at Lnw; no later IA registration on IAPD
    Dec 4, 2025 · Advisor departure · fact
  • Keon Kristofor Khamsehpour left Lnw for Prosperity - An Eisneramper Company (registered 2026-02-19)
    Dec 4, 2025 · Advisor changed firm · fact
  • Matthew Henry Kolakowski no longer registered at Lnw; no later IA registration on IAPD
    Dec 4, 2025 · Advisor departure · fact
  • Brendan Jung left Lnw for Gerber Kawasaki Wealth & Investment Management (registered 2026-05-06)
    Dec 4, 2025 · Advisor changed firm · fact
  • Tonye Daye Wokoma left Lnw for Mainsail Financial Group (registered 2025-10-16)
    Jun 10, 2025 · Advisor changed firm · fact
  • David Joseph Hill left Lnw for Kathmere Capital Management, Llc (registered 2025-04-30)
    Apr 25, 2025 · Advisor changed firm · fact
  • Scott R. Butterfield left Lnw for Smithbrook, Llc (registered 2026-01-14)
    Apr 4, 2025 · Advisor changed firm · fact
  • Brian Lyle Whitaker left Lnw for Northern Lights Advisors, Inc. (registered 2025-09-12)
    Feb 28, 2025 · Advisor changed firm · fact
  • Teresa Lynn Lamar left Lnw for Basecamp Wealth Advisors, Llc (registered 2025-02-09)
    Feb 10, 2025 · Advisor changed firm · fact
  • Brian Ray Johnson left Lnw for Basecamp Wealth Advisors, Llc (registered 2025-02-07)
    Feb 10, 2025 · Advisor changed firm · fact
  • Lin Gong left Lnw for Basecamp Wealth Advisors, Llc (registered 2025-02-07)
    Feb 10, 2025 · Advisor changed firm · fact
  • 3 advisors left Lnw (Seattle, WA) for Basecamp Wealth Advisors, LLC on the same day
    Feb 10, 2025 · Team lift-out · derived
  • Sean Alexander Hummel left Lnw for Confidence Wealth Management, Inc. (registered 2024-08-26)
    Aug 19, 2024 · Advisor changed firm · fact
  • Marie Kayla Kemner (Chief Financial Officer) appeared on Schedule A of Lnw
    Jun 28, 2024 · Control person joined · fact
  • H. Conrad Gehrmann (Chief Financial Officer) no longer on Schedule A of Lnw (listed 2024-05-17, absent 2024-06-28)
    Jun 28, 2024 · Control person left · inference
  • Timothy Brandon Mckerney (Chief Operating Officer) appeared on Schedule A of Lnw
    May 17, 2024 · Control person joined · fact
  • Carmack Carla Wigen (Chief Operating Officer) no longer on Schedule A of Lnw (listed 2024-03-29, absent 2024-05-17)
    May 17, 2024 · Control person left · inference
  • Shannon Christopher Hauswirth (Chief Business Development Officer) no longer on Schedule A of Lnw (listed 2023-04-05, absent 2023-06-07)
    Jun 7, 2023 · Control person left · inference
  • Ann Leslie Harrison (General Counsel) no longer on Schedule A of Lnw (listed 2023-04-05, absent 2023-06-07)
    Jun 7, 2023 · Control person left · inference
  • Li'E Jaclyne Badal (General Counsel) appeared on Schedule A of Lnw
    Jun 7, 2023 · Control person joined · fact
  • Kenagy Sherry Lehmann (Managing Director Of Human Resources) no longer on Schedule A of Lnw (listed 2023-02-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • John Stephen Goodwin (Chief Business Development Officer) no longer on Schedule A of Lnw (listed 2023-02-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • M Kristi Mathisen (Managing Director Of Tax And Financial Planning) no longer on Schedule A of Lnw (listed 2023-02-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Kathleen Erin Moyer (Managing Director Of Marketing And Communications) no longer on Schedule A of Lnw (listed 2023-02-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • R. Scott Butterfield (Chief Client Services Officer) no longer on Schedule A of Lnw (listed 2023-02-10, absent 2023-03-31)
    Mar 31, 2023 · Control person left · inference
  • Shannon Christopher Hauswirth (Chief Business Development Officer) appeared on Schedule A of Lnw
    Mar 31, 2023 · Control person joined · fact
  • Ann Leslie Harrison (General Counsel) appeared on Schedule A of Lnw
    Mar 31, 2023 · Control person joined · fact
  • James Trevor Hicks (Chief Technology Officer) appeared on Schedule A of Lnw
    Mar 31, 2023 · Control person joined · fact
  • Todd Stephen Janowsky (Chief Of Staff & Chief Transformation Officer) appeared on Schedule A of Lnw
    Mar 31, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
  • Lnw · Private Equity
    shared crd · organization
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026