DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••••• M••••••• Q•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedNewport News, Vadual registrantIAPD 2642222

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as G••••••• M••••••• Pfaehler

At current firm

5 y

since Nov 17, 2020

In the industry

29 y

since Jan 20, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Nov 17, 2020 · Newport News, Va
M•••• C••••••• A••••••• S•••••• BD affiliated
Jul 21, 2017 to Nov 18, 2020 · Yorktown, Va
C••••••••• W••••• M••••••••• former
Jul 21, 2014 to Jul 31, 2017 · Williamsburg, Va
O•••• I••••••••• I••• BD affiliated
Jun 1, 2008 to Jul 21, 2014 · Gloucester, Va
B• I••••••••• L•• unclassified
Dec 18, 2003 to Jun 1, 2008 · Gloucester, Va
S••••••• I••••••••• S•••••••• I••• former
Jun 4, 2002 to Jul 10, 2002 · Gloucester, Va

Moves

a registration end followed by a registration begin elsewhere

M•••• C••••••• A••••••• S•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Nov 18, 2020, registered Nov 17, 2020 (-1 days) · Affiliated broker-dealer or bank to another
C••••••••• W••••• M••••••••• to M•••• C••••••• A••••••• S••••••
left Jul 31, 2017, registered Jul 21, 2017 (-10 days) · Other
O•••• I••••••••• I••• to C••••••••• W••••• M•••••••••
left Jul 21, 2014, registered Jul 21, 2014 (0 days) · Other
B• I••••••••• L•• to O•••• I••••••••• I•••
left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to B• I••••••••• L••
left Jul 10, 2002, registered Dec 18, 2003 (526 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address