DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• D••••• R•••

W•••• I••••••••• A•••••••• L••otherVienna, VaIA-onlyIAPD 2642697

Feed of 09/14/2026

Also filed as P•••••• D••••• R•••

At current firm

2 y

since Jul 1, 2024

In the industry

30 y

since May 13, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• I••••••••• A•••••••• L•• other current
since Jul 1, 2024 · Vienna, Va
F•••••••• W••••• M••••••••• L•• former
Sep 27, 2011 to Jul 16, 2024 · Reston, Va
W••••••••• F•••••••• A••••••• C••• independent RIA
Dec 1, 2008 to Sep 15, 2011 · Beavercreek, Oh
U•• F•••••••• S••••••• I••• wirehouse
May 7, 2007 to Sep 19, 2007 · Bethesda, Md
C•••••• S••••••••• M••••••••• I••• independent RIA
Feb 14, 2003 to Apr 11, 2007 · Mclean, Va

Moves

a registration end followed by a registration begin elsewhere

F•••••••• W••••• M••••••••• L•• to W•••• I••••••••• A•••••••• L••
left Jul 16, 2024, registered Jul 1, 2024 (-15 days) · Other · moved with a team
W••••••••• F•••••••• A••••••• C••• to F•••••••• W••••• M••••••••• L••
left Sep 15, 2011, registered Sep 27, 2011 (12 days) · Other
U•• F•••••••• S••••••• I••• to W••••••••• F•••••••• A••••••• C•••
left Sep 19, 2007, registered Dec 1, 2008 (439 days) · Other
C•••••• S••••••••• M••••••••• I••• to U•• F•••••••• S••••••• I•••
left Apr 11, 2007, registered May 7, 2007 (26 days) · Other

Signals

P•••••• D••••• R••• left F•••••••• W••••• M••••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2024-07-01)
Jul 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address