RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••••• I••••••••
- L•• F•••••••• L•• BD affiliated currentsince May 11, 2023 · Troy, Mi
- S•• BD affiliatedJan 13, 2014 to May 12, 2023 · Troy, Mi
- W•••• F•••• A••••••• wirehouseMay 15, 2009 to Jan 14, 2014 · Birmingham, Mi
- U•• F•••••••• S••••••• I••• wirehouseJun 21, 2004 to Jun 3, 2009 · Birmingham, Mi
- S•• to L•• F•••••••• L••left May 12, 2023, registered May 11, 2023 (-1 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••left Jan 14, 2014, registered Jan 13, 2014 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jun 3, 2009, registered May 15, 2009 (-19 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address