DFX Intelligence
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Registered advisor
M••• H••••• V•••••
Feed of 09/15/2026
At current firm
16 y
since Oct 16, 2009
In the industry
31 y
since Aug 25, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 16, 2009 · Greensboro, Nc
- S••••••• I••••••••• S•••••••• I••• formerJan 3, 2005 to Oct 26, 2009 · Greensboro, Nc
- N•• F•••••••• S•••••••• I••• unclassifiedAug 19, 2003 to Jan 3, 2005 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Oct 26, 2009, registered Oct 16, 2009 (-10 days) · Other
- N•• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jan 3, 2005, registered Jan 3, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address