DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Belmont Capital Group

Former SEC-registered adviserLos Angeles, CaliforniaCRD 154078SEC 801-79309websiteIAPD
Legal name Belmont Capital, LLC
Latest filing Mar 11, 2025
First filing on the tape Feb 27, 2014 · 30 filings
SEC status approved since Mar 13, 2014
RAUM
$931M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
85%
$791M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$931M as of Mar 11, 2025
Feb 26, 2015$199M then
HNW client RAUM$790M as of Mar 11, 2025
Jan 19, 2018$799M then
State-registered IARs (5.B.3)3 as of Mar 11, 2025
Feb 26, 20152 then
Employees (5.A)4 as of Mar 11, 2025
Feb 26, 20153 then
Private funds: no history
RAUM +58% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 11, 2025; every figure names its basis
RAUM per advisor
$310MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
61derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.4MderivedHNW RAUM over HNW clients
Average account
$3.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+58%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+67%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$790M85%
  • Corporations and businesses$121M13%
  • Investment companies$19.2M2.1%
  • Individuals$1.4M0.1%
Individual clients
3reported
HNW clients
181reported
Pension plan clients
n/areported
Charitable clients
0reported
Accounts
295reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Daniel Beckwith · Managing Partnercontrol
      since 04/2010 · owns 50% to 75%
    • J. Stephen Remboski · Chief Compliance Officercontrol
      since 01/2015 · owns less than 5%
    • Joseph Stephen Solaka · Managing Partnercontrol
      since 04/2010 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Belmont Capital Group as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Los Angeles, Ca · principal003
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 208 to 295
      Mar 18, 2024 to Mar 11, 2025
    • Charity clients · 1 to 0
      Mar 18, 2024 to Mar 11, 2025
    • Corporate clients · 10 to 8
      Mar 18, 2024 to Mar 11, 2025
    • HNW clients · 107 to 181
      Mar 18, 2024 to Mar 11, 2025
    • Discretionary RAUM · $588M to $930M
      Mar 18, 2024 to Mar 11, 2025
    • HNW RAUM · $429M to $790M
      Mar 18, 2024 to Mar 11, 2025
    • Individual RAUM · $1.3M to $1.4M
      Mar 18, 2024 to Mar 11, 2025
    • Non-discretionary RAUM · $1.8M to $1.6M
      Mar 18, 2024 to Mar 11, 2025
    • RAUM · $590M to $931M
      Mar 18, 2024 to Mar 11, 2025
    • Accounts · 183 to 208
      Mar 22, 2023 to Mar 14, 2024
    • Corporate clients · 8 to 10
      Mar 22, 2023 to Mar 14, 2024
    • HNW clients · 88 to 107
      Mar 22, 2023 to Mar 14, 2024
    • Individual clients · 4 to 3
      Mar 22, 2023 to Mar 14, 2024
    • Discretionary RAUM · $477M to $588M
      Mar 22, 2023 to Mar 14, 2024
    • HNW RAUM · $338M to $429M
      Mar 22, 2023 to Mar 14, 2024
    • Individual RAUM · $2.0M to $1.3M
      Mar 22, 2023 to Mar 14, 2024
    • Non-discretionary RAUM · $1.8M to $1.8M
      Mar 22, 2023 to Mar 14, 2024
    • RAUM · $478M to $590M
      Mar 22, 2023 to Mar 14, 2024
    • Accounts · 199 to 183
      Oct 24, 2022 to Mar 22, 2023
    • Corporate clients · 9 to 8
      Oct 24, 2022 to Mar 22, 2023
    • HNW clients · 92 to 88
      Oct 24, 2022 to Mar 22, 2023
    • Individual clients · 6 to 4
      Oct 24, 2022 to Mar 22, 2023
    • Discretionary RAUM · $555M to $477M
      Oct 24, 2022 to Mar 22, 2023
    • HNW RAUM · $380M to $338M
      Oct 24, 2022 to Mar 22, 2023
    • Individual RAUM · $4.1M to $2.0M
      Oct 24, 2022 to Mar 22, 2023
    • Non-discretionary RAUM · $1.6M to $1.8M
      Oct 24, 2022 to Mar 22, 2023
    • RAUM · $557M to $478M
      Oct 24, 2022 to Mar 22, 2023
    • Accounts · 236 to 199
      Feb 19, 2021 to Feb 18, 2022
    • Charity clients · 2 to 1
      Feb 19, 2021 to Feb 18, 2022
    • Corporate clients · 12 to 9
      Feb 19, 2021 to Feb 18, 2022
    • HNW clients · 102 to 92
      Feb 19, 2021 to Feb 18, 2022
    • Individual clients · 7 to 6
      Feb 19, 2021 to Feb 18, 2022
    • Discretionary RAUM · $660M to $555M
      Feb 19, 2021 to Feb 18, 2022
    • HNW RAUM · $442M to $380M
      Feb 19, 2021 to Feb 18, 2022
    • Individual RAUM · $4.5M to $4.1M
      Feb 19, 2021 to Feb 18, 2022
    • Non-discretionary RAUM · $1.6M to $1.6M
      Feb 19, 2021 to Feb 18, 2022
    • RAUM · $661M to $557M
      Feb 19, 2021 to Feb 18, 2022
    • State-registered IARs · 2 to 3
      Jan 25, 2021 to Feb 19, 2021
    • Accounts · 386 to 236
      May 21, 2020 to Jan 25, 2021
    • Advisory activities · 4 to 3
      May 21, 2020 to Jan 25, 2021
    Signals
    8 dated events
    • Belmont Capital Group no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $931.4M)
      Dec 20, 2025 · Left the SEC roster · derived
    • Dylan Kirk Barlow left Belmont Capital Group for Gateway Investment Advisers, Llc (registered 2025-09-03)
      Sep 30, 2025 · Advisor changed firm · fact
    • Stephen Joseph Solaka left Belmont Capital Group for Gateway Investment Advisers, Llc (registered 2025-09-03)
      Sep 30, 2025 · Advisor changed firm · fact
    • Daniel Beckwith left Belmont Capital Group for Gateway Investment Advisers, Llc (registered 2025-09-03)
      Sep 30, 2025 · Advisor changed firm · fact
    • Belmont Capital Group's advisors moved to Gateway Investment Advisers, LLC (Los Angeles, CA): 3 of 3 registered, on the same day
      Sep 30, 2025 · Firm absorbed (people side) · derived
    • Belmont Capital Group reported RAUM $931.4M, up 58% from $589.8M (2024-03-18 to 2025-03-11)
      Mar 11, 2025 · RAUM change · derived
    • Belmont Capital Group reported RAUM $661.3M, down 36% from $1.0B (2020-05-21 to 2021-01-25)
      Jan 25, 2021 · RAUM change · derived
    • Belmont Capital Group filed its initial SEC registration (Form ADV)
      Feb 27, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026