DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••••• K•••••• F••••

C•••••••• G••••• M•••••• I•••BD affiliatedNew York, Ny dual registrantIAPD 2646009

Feed of 09/15/2026

Also filed as R••••••• K•••••• F••••

At current firm

4 y

since Jul 14, 2022

In the industry

30 y

since Sep 27, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• M•••••• I••• BD affiliated current
since Jul 14, 2022 · New York, Ny
S•••••••• S••••••••• BD affiliated
May 15, 2013 to Aug 9, 2022 · Palisades Park, Nj
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 24, 2012 to Dec 31, 2012 · White Plains, Ny
G•••••• F•••••••• C•••• former
Jul 20, 2011 to Sep 14, 2011 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Nov 24, 2010 to Dec 22, 2010 · Bronx, Ny
C•••• I••••••••• S••••••• C•••• former
Oct 15, 2002 to Apr 5, 2010 · Bronx, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to C•••••••• G••••• M•••••• I•••
left Aug 9, 2022, registered Jul 14, 2022 (-26 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••••• F•••••••• S•••••••• L•• to S•••••••• S•••••••••
left Dec 31, 2012, registered May 15, 2013 (135 days) · Other
G•••••• F•••••••• C•••• to A••••••••• F•••••••• S•••••••• L••
left Sep 14, 2011, registered Feb 24, 2012 (163 days) · Other
H••• S••••••••• •••• I••• to G•••••• F•••••••• C••••
left Dec 22, 2010, registered Jul 20, 2011 (210 days) · Other
C•••• I••••••••• S••••••• C•••• to H••• S••••••••• •••• I•••
left Apr 5, 2010, registered Nov 24, 2010 (233 days) · Other

Signals

R••••••• K•••••• F•••• left S•••••••• S••••••••• for C•••••••• G••••• M•••••• I••• (registered 2022-07-14)
Aug 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address