RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• A•••••• L•••••
- C••••••• F•••••••• D••••••• I••• BD affiliated currentsince Jun 16, 2017 · Flint, Mi
- E•••••••• W••••• M••••••••• L•• formerNov 12, 2015 to Jun 1, 2017 · Brighton, Mi
- I••••• F•••••••• C••••••••• formerNov 4, 2015 to Jun 20, 2017 · Brighton, Mi
- L•• F•••••••• L•• BD affiliatedJul 7, 2010 to Nov 12, 2015 · Coopersville, Mi
- I••••• F•••••••• C••••••••• to E•••••••• W••••• M••••••••• L••left Jun 20, 2017, registered Nov 12, 2015 (-586 days) · Other · moved with a team
- E•••••••• W••••• M••••••••• L•• to C••••••• F•••••••• D••••••• I•••left Jun 1, 2017, registered Jun 16, 2017 (15 days) · Other
- L•• F•••••••• L•• to I••••• F•••••••• C•••••••••left Nov 12, 2015, registered Nov 4, 2015 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address