DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• F••• P•••••

C••••• I••••••••• A••••••• L••BD affiliatedHenderson, Txdual registrantIAPD 2646837

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ronnie P•••••

At current firm

3 y

since Jul 28, 2023

In the industry

30 y

since Oct 30, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jul 28, 2023 · Henderson, Tx
W•••• F•••• A••••••• wirehouse
Aug 30, 2019 to Apr 22, 2023 · Tarpon Springs, Fl
N••••••• T•••• S••••••••• I•• BD affiliated
Nov 3, 2006 to Dec 31, 2009 · Houston, Tx
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 25, 2002 to Oct 16, 2006 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 2, 1995 to Oct 29, 2002 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left Apr 22, 2023, registered Jul 28, 2023 (97 days) · Wirehouse to affiliated broker-dealer or bank
N••••••• T•••• S••••••••• I•• to W•••• F•••• A•••••••
left Dec 31, 2009, registered Aug 30, 2019 (3529 days) · Other
C•••••••• G••••• M•••••• I••• to N••••••• T•••• S••••••••• I••
left Oct 16, 2006, registered Nov 3, 2006 (18 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••
left Oct 29, 2002, registered Oct 25, 2002 (-4 days) · Other

Signals

R••••• F••• P••••• left W•••• F•••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-07-28)
Apr 22, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address