J••••• B••••••••• S••••

• U••• B•••••• A•••••••• L•• BD affiliated current
  since Feb 13, 2026 · Fairlawn, Oh
• U••• B•••••• I••••••••• I••• former
  Jan 3, 2012 to Feb 13, 2026 · Saint Paul, Mn
• W•••• F•••• A••••••• wirehouse
  Sep 4, 2007 to Jan 3, 2012 · Akron, Oh
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Sep 6, 2007 · Akron, Oh
• M••••• S•••••• D• I••• unclassified
  Mar 29, 2001 to Apr 2, 2007 · Akron, Oh

• U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••
  left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
  left Jan 3, 2012, registered Jan 3, 2012 (0 days) · Other
• M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••
  left Sep 6, 2007, registered Sep 4, 2007 (-2 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address