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RIA Intelligence
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Registered advisor
B•• C•••• K•••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Ben C K•••••••
At current firm
17 y
since Sep 2, 2009
In the industry
59 y
since Jun 1, 1967 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H•••••• I••••••••• I••• independent RIA currentsince Sep 2, 2009 · Lexington, Ky
- W••••••••• F•••••••• G••••• I••• unclassifiedMar 11, 2003 to Aug 27, 2009 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- W••••••••• F•••••••• G••••• I••• to H•••••• I••••••••• I•••left Aug 27, 2009, registered Sep 2, 2009 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 59derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address