RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• D•••••• S••••
- D• I••••••••• P•••••••• L•• independent RIA currentsince Jun 14, 2012 · Chadds Ford, Pa
- D•••••• • T•••••• L••••• formerSep 3, 2008 to Nov 13, 2014 · Wilmington, De
- H•••••••• I••••••••• M••••••••• I••• unclassifiedMar 22, 2006 to Aug 21, 2008 · Radnor, Pa
- H•••••••• F•••••••• S•••••••• I••• asset managerSep 13, 2005 to Aug 21, 2008 · Radnor, Pa
- A••••• C•••••• M••••••••• unclassifiedAug 5, 2003 to Sep 13, 2005 · Berwyn, Pa
- D•••••• • T•••••• L••••• to D• I••••••••• P•••••••• L••left Nov 13, 2014, registered Jun 14, 2012 (-882 days) · Other
- H•••••••• F•••••••• S•••••••• I••• to H•••••••• I••••••••• M••••••••• I•••left Aug 21, 2008, registered Mar 22, 2006 (-883 days) · Other
- H•••••••• I••••••••• M••••••••• I••• to D•••••• • T•••••• L•••••left Aug 21, 2008, registered Sep 3, 2008 (13 days) · Other
- A••••• C•••••• M••••••••• to H•••••••• F•••••••• S•••••••• I•••left Sep 13, 2005, registered Sep 13, 2005 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address