DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dt Investment Partners, LLC
Latest filing Mar 25, 2026
First filing on the tape Jan 6, 2012 · 38 filings
SEC status approved since Jun 9, 2011
RAUM
$1.9B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
89%
$1.7B individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$273M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.9B as of Mar 25, 2026
Feb 23, 2012$348M then
HNW client RAUM$1.4B as of Mar 25, 2026
Feb 28, 2018$73.8M then
State-registered IARs (5.B.3)5 as of Mar 25, 2026
Feb 23, 20120 then
Employees (5.A)8 as of Mar 25, 2026
Feb 13, 20136 then
Private funds: no history
RAUM +1.3% over the last fiscal year+14% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $273MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 185derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $1.5M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B73%
- Individuals$298M16%
- Pension and profit-sharing plans$150M7.8%
- Charitable organizations$40.5M2.1%
- State and municipal entities$16.5M0.9%
- Corporations and businesses$10.2M0.5%
- Individual clients
- 981reported
- HNW clients
- 315reported
- Pension plan clients
- n/areported
- Charitable clients
- 12reported
- Accounts
- 1,695reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $26.7M managedreported
- Custody of client assets
- $1.5M for 10 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jonathan Darrell SmithChartered Financial Analyst | Chadds Ford, Pa | Jun 14, 2012 | 31 y | 4 |
| John Leroy Blair | Chadds Ford, Pa | Jun 19, 2012 | 27 y | 4 |
| Ryan Riley Omensetter | Chadds Ford, Pa | Apr 1, 2019 | 15 y | 0 |
| John Leroy BlairCertified Financial Planner | Chadds Ford, Pa | Jul 22, 2024 | 10 y | 1 |
| Luke Penserot Smith | Chadds Ford, Pa | Oct 22, 2025 | 11 y | 0 |
| Michael David D'AntonioCertified Financial Planner | Chadds Ford, Pa | May 29, 2026 | 10 y | 1 |
| Charles Andres Smith | Chadds Ford, Pa | Jul 20, 2026 | 12 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Nicholas Edward Shevland to Breakwater Wealth ManagementJul 5, 2022 · RIA to a state-registered adviser
Joined, latest
- Michael David D'Antonio from Vanguard Advisers, Inc.May 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- John Leroy Blair from Vanguard Advisers, Inc.Jul 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Edward Shevland from Janney Montgomery Scott LLCFeb 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- John Leroy Blair from Daniels + Tansey, L.L.P.Jun 19, 2012 · Other
- Jonathan Darrell Smith from Daniels + Tansey, L.L.P.Jun 14, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leroy John Blair · Member - Vpcontrolsince 04/2011 · owns 10% to 25%
- Ann Stacey Scheb · Chief Compliance Officercontrolsince 05/2019 · owns less than 5%
- Darrell Jonathan Smith · Ceo,Cfo -Membercontrolsince 04/2011 · owns 25% to 50%
- Christopher Andrew Zimmerman · Member - Chief Investment Strategistcontrolsince 04/2011 · owns 25% to 50%
Related persons
Schedule D 7.A
- Independent Wealth Advisors LLCinvestment advisery
- Quinn Wealth Advisorsinvestment adviseryRAUM $52.0M
Advisers that list Dt Investment Partners, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chadds Ford, Pa · principal | 7 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Mar 25, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $1,887,962,985 to $1,912,849,524, advisors 5 to 5, private clients 1464 to 1296, offices 0 to 0 (2025-04-04 to 2026-03-25)peers: independent wealth managers, $1B to $5B (1,360)
- client mix shiftChange between filings · filing Mar 25, 2026private-client share of RAUM moved from 67.0% to 89.0% between the annual amendments of 2025-04-04 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,360)
- custody status changedChange between filings · filing Mar 25, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-02, yes on the filing of 2026-03-25peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Mar 25, 2026HNW share of RAUM moved from 48.0% to 73.0% between the annual amendments of 2025-04-04 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,360)
- institutional asset share shiftChange between filings · filing Mar 25, 2026institutional share of RAUM moved from 33.0% to 11.0% between the annual amendments of 2025-04-04 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- RAUM · $1.9B to $1.9BFeb 2, 2026 to Mar 25, 2026
- Accounts · 2,090 to 1,695Feb 2, 2026 to Mar 25, 2026
- Charity clients · 9 to 12Feb 2, 2026 to Mar 25, 2026
- Corporate clients · 17 to 8Feb 2, 2026 to Mar 25, 2026
- HNW clients · 321 to 315Feb 2, 2026 to Mar 25, 2026
- Individual clients · 1,143 to 981Feb 2, 2026 to Mar 25, 2026
- Assets in custody · unset to 1501771.0Feb 2, 2026 to Mar 25, 2026
- Custody of client assets · false to trueFeb 2, 2026 to Mar 25, 2026
- Financial planning clients · 51-100 to 101-250Feb 2, 2026 to Mar 25, 2026
- Discretionary RAUM · $1.8B to $1.8BFeb 2, 2026 to Mar 25, 2026
- HNW RAUM · $908M to $1.4BFeb 2, 2026 to Mar 25, 2026
- Individual RAUM · $355M to $298MFeb 2, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $85.6M to $94.2MFeb 2, 2026 to Mar 25, 2026
- Pension RAUM · $18.4M to $150MFeb 2, 2026 to Mar 25, 2026
- Related adviser · true to falseFeb 2, 2026 to Mar 25, 2026
- Wrap assets (manager) · $11.0M to $26.7MFeb 2, 2026 to Mar 25, 2026
- Wrap assets (manager) · unset to 11000000.0Apr 4, 2025 to Oct 9, 2025
- Wrap assets (sponsor) · unset to 0.0Apr 4, 2025 to Oct 9, 2025
- Accounts · 1,773 to 2,090Jul 29, 2024 to Apr 4, 2025
- Charity clients · 13 to 9Jul 29, 2024 to Apr 4, 2025
- Corporate clients · 28 to 17Jul 29, 2024 to Apr 4, 2025
- HNW clients · 284 to 321Jul 29, 2024 to Apr 4, 2025
- Individual clients · 979 to 1,143Jul 29, 2024 to Apr 4, 2025
- Employees · 9 to 8Jul 29, 2024 to Apr 4, 2025
- Financial planning clients · 51-100 to 51-100Jul 29, 2024 to Apr 4, 2025
- Discretionary RAUM · $1.4B to $1.8BJul 29, 2024 to Apr 4, 2025
- HNW RAUM · $672M to $908MJul 29, 2024 to Apr 4, 2025
- Individual RAUM · $313M to $355MJul 29, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $165M to $85.6MJul 29, 2024 to Apr 4, 2025
- Pension RAUM · $3.4M to $18.4MJul 29, 2024 to Apr 4, 2025
- RAUM · $1.5B to $1.9BJul 29, 2024 to Apr 4, 2025
- Accounts · 1,620 to 1,773Oct 3, 2023 to Mar 6, 2024
- Charity clients · 12 to 13Oct 3, 2023 to Mar 6, 2024
- HNW clients · 151 to 284Oct 3, 2023 to Mar 6, 2024
- Individual clients · 1,003 to 979Oct 3, 2023 to Mar 6, 2024
- Discretionary RAUM · $1.2B to $1.4BOct 3, 2023 to Mar 6, 2024
- HNW RAUM · $617M to $672MOct 3, 2023 to Mar 6, 2024
- Individual RAUM · $334M to $313MOct 3, 2023 to Mar 6, 2024
- Non-discretionary RAUM · $72.3M to $165MOct 3, 2023 to Mar 6, 2024
- Pension RAUM · $3.2M to $3.4MOct 3, 2023 to Mar 6, 2024
Signals
7 dated events
- Nicholas Edward Shevland left Dt Investment Partners, Llc for Breakwater Wealth Management (registered 2022-07-05)Jul 5, 2022 · Advisor changed firm · fact
- Dt Investment Partners, Llc reported RAUM $1.0B, down 26% from $1.4B (2020-10-01 to 2021-03-11)Mar 11, 2021 · RAUM change · derived
- Williams Devon Daniels (Member) no longer on Schedule A of Dt Investment Partners, Llc (listed 2019-05-23, absent 2020-03-10)Mar 10, 2020 · Control person left · inference
- Ann Stacey Scheb (Chief Compliance Officer) appeared on Schedule A of Dt Investment Partners, LlcMay 23, 2019 · Control person joined · fact
- Frank Christopher Daniels (Member) no longer on Schedule A of Dt Investment Partners, Llc (listed 2019-02-28, absent 2019-05-23)May 23, 2019 · Control person left · inference
- Neumann Daniel Mullen (Chief Compliance Officer) no longer on Schedule A of Dt Investment Partners, Llc (listed 2019-02-28, absent 2019-05-23)May 23, 2019 · Control person left · inference
- Dt Investment Partners, Llc reported RAUM $1.3B, up 27% from $988.5M (2018-04-26 to 2019-02-28)Feb 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/5024244reportedpublic record, Form ADV, Sep 17, 2026
- Website
- DTINVESTMENTPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 484-778-4425reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $273Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026