DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• E••••• B••••

D•••••••• W••••• M••••••••• L••independent RIASouth Jordan, Ut IA-onlyIAPD 2656422

Feed of 09/14/2026

Also filed as M••• E••••• B••••

At current firm

2 y

since Jul 18, 2024

In the industry

30 y

since Oct 16, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D•••••••• W••••• M••••••••• L•• independent RIA current
since Jul 18, 2024 · South Jordan, Ut
T••••••• A•••••• N••••••• L•• BD affiliated
Apr 11, 2023 to Aug 15, 2024 · Minneapolis, Mn
Y••• S••••• F•••••••• former
Sep 2, 2011 to Apr 6, 2023 · Phoenix, Az
N••••••• T•••• S••••••••• I•• BD affiliated
Apr 2, 2002 to Dec 31, 2009 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

T••••••• A•••••• N••••••• L•• to D•••••••• W••••• M••••••••• L••
left Aug 15, 2024, registered Jul 18, 2024 (-28 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Y••• S••••• F•••••••• to T••••••• A•••••• N••••••• L••
left Apr 6, 2023, registered Apr 11, 2023 (5 days) · RIA to affiliated broker-dealer or bank
N••••••• T•••• S••••••••• I•• to Y••• S••••• F••••••••
left Dec 31, 2009, registered Sep 2, 2011 (610 days) · Other

Signals

M••• E••••• B•••• left T••••••• A•••••• N••••••• L•• for D•••••••• W••••• M••••••••• L•• (registered 2024-07-18)
Aug 15, 2024 · a•••••• firm change · fact
M••• E••••• B•••• left Y••• S••••• F•••••••• for T••••••• A•••••• N••••••• L•• (registered 2023-04-11)
Apr 6, 2023 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address