RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• N••• B•••••
- F••••• Q•••••• R••••••••• S••••••••• L•• state registered currentsince Mar 31, 2020 · Hopkinton, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedOct 10, 2018 to Jan 13, 2020 · Boston, Ma
- S••••••• I••••••••• I••• formerSep 7, 2017 to Oct 2, 2018 · South Boston, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to F••••• Q•••••• R••••••••• S••••••••• L••left Jan 13, 2020, registered Mar 31, 2020 (78 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••• I••••••••• I••• to J••• H•••••• P••••••• F•••••••• S•••••••• L••left Oct 2, 2018, registered Oct 10, 2018 (8 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address