DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
John Hancock Personal Financial Services, LLC
Latest filing Mar 27, 2026
First filing on the tape Jan 28, 2015 · 74 filings
SEC status approved since Feb 13, 2015
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.2B individuals and HNW
Advisors
63
registered through the firm on IAPD
RAUM per advisor
$34.9M
derived; firm RAUM over IAPD count
Employees
149
15 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$2.2B as of Mar 27, 2026
Mar 31, 2015$0 then
HNW client RAUM$411M as of Mar 27, 2026
Mar 28, 2018$117M then
State-registered IARs (5.B.3)63 as of Mar 27, 2026
Mar 31, 20150 then
Employees (5.A)149 as of Mar 27, 2026
Mar 31, 201516 then
Private funds: no history
RAUM +11% over the last fiscal year+6.5% a year over threeIARs 67 to 63offices 4 to 7
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $34.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 565derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $61,762derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 7.9derived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $902MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.8B81%
- High-net-worth individuals$411M19%
- Individual clients
- 35,247reported
- HNW clients
- 342reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 35,589reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $22.5M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=72.0derived
Advisors registered through the firm
64 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Daniel Fernandes | Boston, Ma | Jul 18, 2016 | 15 y | 2 |
| Robert H LambChartered Financial Analyst | Boston, Ma | Jul 27, 2016 | 21 y | 2 |
| Stephanie Rae Flynn-Schofield | Boston, Ma | Jul 27, 2016 | 18 y | 2 |
| Ryan A Strack | Boston, Ma | Oct 4, 2016 | 17 y | 0 |
| Manny Stathoulopoulos | Boston, Ma | May 11, 2017 | 11 y | 0 |
| James Joseph Hare | Hingham, Ma | Jun 20, 2017 | 16 y | 0 |
| Robert Edward Bailow | Boston, Ma | Jun 26, 2017 | 32 y | 0 |
| Kaitlyn Leah Mcdonough | Boston, Ma | Sep 6, 2017 | 20 y | 0 |
| Courtney Cook Swan | Boston, Ma | Sep 19, 2017 | 12 y | 0 |
| John Stanley Kurtak | Scituate, Ma | Nov 7, 2017 | 33 y | 2 |
| Thomas Wironen | Boston, Ma | Nov 7, 2017 | 12 y | 0 |
| Stephen John Campagnone | Boston, Ma | May 1, 2018 | 9 y | 0 |
| Thomas James Lyman | Chicago, Il | Feb 6, 2019 | 13 y | 0 |
| Joseph Frank Luiz | Boston, Ma | Jun 18, 2019 | 24 y | 1 |
| Daniel William Carlson | Boston, Ma | Aug 15, 2019 | 15 y | 2 |
| Maria C Wilczewski | Boston, Ma | Aug 26, 2019 | 18 y | 2 |
| Steven Michael BenzingChartered Financial Consultant | Boston, Ma | Sep 30, 2019 | 23 y | 4 |
| Yolanda Hyacinth DegrangeCertified Financial Planner | Boston, Ma | Oct 25, 2019 | 18 y | 2 |
| Matthew Carson Deno | Southlake, Tx | Jan 24, 2020 | 37 y | 2 |
| Christine A PollockCertified Financial Planner | Boston, Ma | Jan 24, 2020 | 21 y | 3 |
| Robert Joseph Hartigan | Boston, Ma | Jan 30, 2020 | 28 y | 3 |
| Scott Christopher Ward | Medway, Ma | Jan 30, 2020 | 27 y | 3 |
| Eberardo Mariscal | Boston, Ma | Feb 3, 2020 | 18 y | 4 |
| John Peter Hansen | Boston, Ma | Feb 11, 2020 | 15 y | 2 |
| Patricia Fearing Blackwell | Boston, Ma | Feb 11, 2020 | 18 y | 2 |
| Heather Lynn Meyers | Boston, Ma | Feb 20, 2020 | 26 y | 3 |
| Stephen David Schuman | Boston, Ma | Feb 20, 2020 | 27 y | 4 |
| Mark Raymond LowbridgeCertified Financial Planner | Boston, Ma | Mar 4, 2020 | 25 y | 3 |
| Christina Marie Frattura | Orlando, Fl | Mar 27, 2020 | 19 y | 2 |
| Andrew Paul O'Brien | Boston, Ma | May 7, 2020 | 20 y | 2 |
| Joel Kenneth Berry | Boston, Ma | Aug 18, 2020 | 10 y | 0 |
| Michael Vincent Langone | Boston, Ma | Aug 25, 2020 | 13 y | 0 |
| Allen George Sawyer | Boston, Ma | Mar 30, 2021 | 21 y | 3 |
| Martin Kyle Hairston | Boston, Ma | Apr 22, 2021 | 11 y | 0 |
| Tracy B Hummel | Boston, Ma | May 13, 2021 | 21 y | 3 |
| David S Richards | Boston, Ma | May 19, 2021 | 19 y | 1 |
| Miguel A Tirado | Boston, Ma | Jul 7, 2021 | 21 y | 1 |
| Tanya Michelle Rocchio | Boston, Ma | Jul 28, 2021 | 21 y | 2 |
| Matthew Ryan Beebe | Boston, Ma | Mar 30, 2022 | 10 y | 2 |
| Griffith Eugene Graham | Boston, Ma | Jun 25, 2022 | 12 y | 7 |
Advisor movement
10 left, 8 joined in 12 months
net -2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 16% of current headcount24 left over 36 months
Left, latest
- Shuxin Wu to Santander SecuritiesMay 19, 2026 · Affiliated broker-dealer or bank to another
- Gregory Brogan to Santander SecuritiesMar 3, 2026 · Affiliated broker-dealer or bank to another
- Lawrence Leslie Riddell to Osaic Wealth, Inc.Jan 28, 2026 · Affiliated broker-dealer or bank to another
- Nicholas Dimitri Lailas to Orca Investment Management, LLCDec 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- John Andres Agudelo to Creative PlanningDec 22, 2025 · Affiliated broker-dealer or bank to independent RIA
- Tess L Coutu to Voya Financial Advisors, Inc.Nov 10, 2025 · Affiliated broker-dealer or bank to another
- Kole Christopher Kelly to Voya Financial Advisors, Inc.Nov 7, 2025 · Affiliated broker-dealer or bank to another
- Benjamin Roy Warren to Voya Financial Advisors, Inc.Nov 3, 2025 · Affiliated broker-dealer or bank to another
- Timothy Ian Mcnally to Voya Financial Advisors, Inc.Nov 3, 2025 · Affiliated broker-dealer or bank to another
- Christopher James Mcmorrow to Voya Financial Advisors, Inc.Oct 6, 2025 · Affiliated broker-dealer or bank to another
- Wesley Garrett Collard to Cerity Partners LLCSep 11, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew W Kenney to Edward JonesJul 29, 2025 · Affiliated broker-dealer or bank to another
- Jack P Prudente to RBC Capital Markets, LLCMay 20, 2025 · Affiliated broker-dealer or bank to another
- Alberto Munoz to J.P. Morgan Securities LLCFeb 3, 2025 · Affiliated broker-dealer or bank to wirehouse
- Ellen Margaret Darling to Mma Securities LLCJan 6, 2025 · Other
Joined, latest
- Richard Thomas Lanigan from Signator Investors, Inc.Sep 16, 2026 · Affiliated broker-dealer or bank to another
- Scott Robert Kelley from Federated Global Investment Management Corp.Jun 10, 2026 · Other
- Thomas Villalobos from Esi Financial AdvisorsJun 9, 2026 · RIA to affiliated broker-dealer or bank
- Charles Sandor Toth from Morgan StanleyApr 30, 2026 · Wirehouse to affiliated broker-dealer or bank
- Sebastian Castano from First Command Advisory ServicesApr 30, 2026 · Affiliated broker-dealer or bank to another
- Alexander A Page from Voya Financial Advisors, Inc.Jan 23, 2026 · Affiliated broker-dealer or bank to another
- Jason Lynn Boyd from Missionsquare RetirementOct 29, 2025 · Affiliated broker-dealer or bank to another
- William Bruce Wrigley from Ventum Advisors Corp.Oct 1, 2025 · RIA to affiliated broker-dealer or bank
- Giacomo Francesco Armiento from Ventum Advisors Corp.Nov 12, 2024 · RIA to affiliated broker-dealer or bank
- Shelly Lynn Lairar from Ventum Advisors Corp.Oct 29, 2024 · RIA to affiliated broker-dealer or bank
- Fran Charles Jackson from Valic Financial Advisors, Inc.Aug 23, 2024 · Affiliated broker-dealer or bank to another
- Douglas Eugene Allen from Nationwide Investment Advisors, LLCJul 17, 2024 · Affiliated broker-dealer or bank to another
- Geoffrey Hunt Hardaway from Fidelity Personal And Workplace AdvisorsJun 18, 2024 · Affiliated broker-dealer or bank to another
- Dillon Michael Fitzpatrick from John Hancock Investment Management LLCMay 15, 2024 · Other
- Blake M Welch from John Hancock Investment Management LLCNov 21, 2023 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Voya Financial Advisors, Inc.Nov 3, 2025 · Boston, Ma
- 2 joined from Ventum Advisors Corp.Oct 16, 2024 · Ottawa
- 12 joined from Manulife Investment Management (US) LLCApr 13, 2020 · Boston, Ma · Firm absorbed
- 6 joined from Signator Investors, Inc.Nov 2, 2018 · South Boston, Ma
- 5 joined from Signator Investors, Inc.Jun 30, 2016 · Westwood, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Adam William Auger · Chief Financial Officercontrolsince 06/2025 · owns less than 5%
- Kevin John Barry · Elected Manager / Directorcontrolsince 09/2018 · owns less than 5%
- Daniel Gregory Brogan · Chief Operations Officercontrolsince 05/2023 · owns less than 5%
- J Douglas Comer · President / Directorcontrolsince 04/2025 · owns less than 5%
- A Meredith Crowley · Elected Manager / Directorcontrolsince 12/2024 · owns less than 5%
- M Katie Firth · Elected Manager / Directorcontrolsince 01/2025 · owns less than 5%
- Joseph Philip Fontana · President; Elected Manager/Directorcontrolsince 04/2024 · owns less than 5%
- Joseph Robert Hartigan · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
- Howard Jeffrey Nataupsky · Chief Financial Officercontrolsince 12/2014 · owns less than 5%
- Anne Betsy Seel · Counsel, Secretarycontrolsince 12/2014 · owns less than 5%
Entity owners
- The Manufacturers Investment · Shareholderdirect · owns 75% or more
- The Manufacturers Investment Corporation · Shareholderdirect · owns 75% or more
- John Hancock Financial Corporation · Shareholderindirect · owns 75% or more of The Manufacturers Investment Corporation
- Manufacturers Life Insurance Company (Canada) · Shareholderindirect · owns 75% or more of Manulife Holdings (Alberta) Limited
- Manulife Financial Corporation · Memberindirect · owns 75% or more of Manufacturers Life Insurance Company · public reporting company
- Manulife Holdings (Alberta) Limited · Shareholderindirect · owns 75% or more of John Hancock Financial Corporation
Related persons
Schedule D 7.A
- John Hancock Distributors LLCbroker-dealern
- John Hancock Investment Management Distributors LLCbroker-dealern
- John Hancock Investment Management LLCinvestment adviserbankpooled vehicle sponsornRAUM $212B
- John Hancock Life Insurance Company (USA)bankpooled vehicle sponsorreal estaten
- John Hancock Trust Companycustodiann
- John Hancock Variable Trust Advisers LLCinvestment adviserbanknRAUM $69B
- Manulife Investment Management (US) LLCinvestment adviserbankpooled vehicle sponsornRAUM $228B
- Manulife Investment Management Limitedbroker-dealern
- Manulife John Hancock Brokerage Services LLCbroker-dealern
- Manulife Wealth Inc.broker-dealern
Advisers that list John Hancock Personal Financial Services, LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 63 | 10 | 8 | 1 | |
| Atlanta, Ga | 3 | 2 | 0 | ||
| Portsmouth, Nh | 0 | 0 | 0 | ||
| Wakefield, Ma | 0 | 0 | 1 | ||
| Louisville, Ky | 0 | 0 | 0 | ||
| Ashville, Nc | 0 | 0 | 0 | ||
| Marshfield, Ma | 0 | 0 | 0 | ||
| Newbury, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 27, 2026COMER, DOUGLAS, J (PRESIDENT / DIRECTOR) appeared on Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026CROWLEY, MEREDITH, A (ELECTED MANAGER / DIRECTOR) appeared on Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026AUGER, WILLIAM, Adam (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026Firth, Katie, M (ELECTED MANAGER / DIRECTOR) appeared on Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026BARRY, JOHN, KEVIN (ELECTED MANAGER / DIRECTOR) left Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026NATAUPSKY, JEFFREY, HOWARD (CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026BROGAN, GREGORY, DANIEL (CHIEF OPERATIONS OFFICER) left Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 27, 2026FONTANA, PHILIP, JOSEPH (PRESIDENT; ELECTED MANAGER/DIRECTOR) left Schedule A between the filings of 2023-05-25 and 2026-03-27peers: affiliated wealth managers, $1B to $5B (56)
- office count surgeChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 7.0 (+75.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (52 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers, $1B to $5B (52) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 32,545 to 35,589Aug 1, 2025 to Mar 27, 2026
- Advisory employees · 11 to 15Aug 1, 2025 to Mar 27, 2026
- BD registered reps · 88 to 72Aug 1, 2025 to Mar 27, 2026
- HNW clients · 163 to 342Aug 1, 2025 to Mar 27, 2026
- Individual clients · 32,382 to 35,247Aug 1, 2025 to Mar 27, 2026
- Employees · 163 to 149Aug 1, 2025 to Mar 27, 2026
- State-registered IARs · 67 to 63Aug 1, 2025 to Mar 27, 2026
- Other offices · 4 to 7Aug 1, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.0B to $2.2BAug 1, 2025 to Mar 27, 2026
- HNW RAUM · $213M to $411MAug 1, 2025 to Mar 27, 2026
- Individual RAUM · $1.8B to $1.8BAug 1, 2025 to Mar 27, 2026
- RAUM · $2.0B to $2.2BAug 1, 2025 to Mar 27, 2026
- Wrap assets (manager) · $0 to $22.5MAug 1, 2025 to Mar 27, 2026
- Financial planning clients · 0 to 0May 2, 2025 to Aug 1, 2025
- Accounts · 27,727 to 32,545Jan 15, 2025 to Mar 28, 2025
- Advisory employees · 8 to 11Jan 15, 2025 to Mar 28, 2025
- BD registered reps · 84 to 88Jan 15, 2025 to Mar 28, 2025
- HNW clients · 234 to 163Jan 15, 2025 to Mar 28, 2025
- Individual clients · 27,493 to 32,382Jan 15, 2025 to Mar 28, 2025
- Employees · 149 to 163Jan 15, 2025 to Mar 28, 2025
- Financial planning clients · 11-25 to 0Jan 15, 2025 to Mar 28, 2025
- State-registered IARs · 65 to 67Jan 15, 2025 to Mar 28, 2025
- Other offices · 0 to 4Jan 15, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.9B to $2.0BJan 15, 2025 to Mar 28, 2025
- HNW RAUM · $261M to $213MJan 15, 2025 to Mar 28, 2025
- Individual RAUM · $1.6B to $1.8BJan 15, 2025 to Mar 28, 2025
- RAUM · $1.9B to $2.0BJan 15, 2025 to Mar 28, 2025
- State-registered IARs · 72 to 65Jan 19, 2024 to Mar 29, 2024
- Accounts · 26,018 to 27,727Jan 19, 2024 to Mar 29, 2024
- Advisory employees · 10 to 8Jan 19, 2024 to Mar 29, 2024
- BD registered reps · 92 to 84Jan 19, 2024 to Mar 29, 2024
- HNW clients · 205 to 234Jan 19, 2024 to Mar 29, 2024
- Individual clients · 26,018 to 27,493Jan 19, 2024 to Mar 29, 2024
- Employees · 166 to 149Jan 19, 2024 to Mar 29, 2024
- Discretionary RAUM · $1.8B to $1.9BJan 19, 2024 to Mar 29, 2024
- HNW RAUM · $233M to $261MJan 19, 2024 to Mar 29, 2024
- Individual RAUM · $1.6B to $1.6BJan 19, 2024 to Mar 29, 2024
- RAUM · $1.8B to $1.9BJan 19, 2024 to Mar 29, 2024
- Accounts · 23,843 to 26,018Nov 3, 2022 to Mar 30, 2023
- BD registered reps · 85 to 92Nov 3, 2022 to Mar 30, 2023
Signals
50 dated events
- Richard Thomas Lanigan registered as an investment adviser representative at John Hancock Personal Financial Services, LlcSep 16, 2026 · Advisor registered · fact
- Shuxin Wu left John Hancock Personal Financial Services, Llc for Santander Securities (registered 2026-06-22)May 19, 2026 · Advisor changed firm · fact
- Gregory Brogan left John Hancock Personal Financial Services, Llc for Santander Securities (registered 2026-03-16)Mar 3, 2026 · Advisor changed firm · fact
- Lawrence Leslie Riddell left John Hancock Personal Financial Services, Llc for Osaic Wealth, Inc. (registered 2026-01-22)Jan 28, 2026 · Advisor changed firm · fact
- Nicholas Dimitri Lailas left John Hancock Personal Financial Services, Llc for Orca Investment Management, Llc (registered 2026-05-01)Dec 23, 2025 · Advisor changed firm · fact
- John Andres Agudelo left John Hancock Personal Financial Services, Llc for Creative Planning (registered 2026-04-16)Dec 22, 2025 · Advisor changed firm · fact
- Tess L Coutu left John Hancock Personal Financial Services, Llc for Voya Financial Advisors, Inc. (registered 2025-11-10)Nov 10, 2025 · Advisor changed firm · fact
- Kole Christopher Kelly left John Hancock Personal Financial Services, Llc for Voya Financial Advisors, Inc. (registered 2025-11-17)Nov 7, 2025 · Advisor changed firm · fact
- Timothy Ian Mcnally left John Hancock Personal Financial Services, Llc for Voya Financial Advisors, Inc. (registered 2025-11-23)Nov 3, 2025 · Advisor changed firm · fact
- Benjamin Roy Warren left John Hancock Personal Financial Services, Llc for Voya Financial Advisors, Inc. (registered 2025-11-11)Nov 3, 2025 · Advisor changed firm · fact
- 4 advisors left John Hancock Personal Financial Services, LLC (Boston, MA) for Voya Financial Advisors, Inc. within 7 daysNov 3, 2025 · Team lift-out · derived
- Christopher James Mcmorrow left John Hancock Personal Financial Services, Llc for Voya Financial Advisors, Inc. (registered 2025-10-21)Oct 6, 2025 · Advisor changed firm · fact
- Wesley Garrett Collard left John Hancock Personal Financial Services, Llc for Cerity Partners Llc (registered 2025-09-16)Sep 11, 2025 · Advisor changed firm · fact
- Andrew W Kenney left John Hancock Personal Financial Services, Llc for Edward Jones (registered 2025-07-28)Jul 29, 2025 · Advisor changed firm · fact
- Jack P Prudente left John Hancock Personal Financial Services, Llc for Rbc Capital Markets, Llc (registered 2025-06-04)May 20, 2025 · Advisor changed firm · fact
- Alberto Munoz left John Hancock Personal Financial Services, Llc for J.P. Morgan Securities Llc (registered 2025-02-03)Feb 3, 2025 · Advisor changed firm · fact
- Ellen Margaret Darling left John Hancock Personal Financial Services, Llc for Mma Securities Llc (registered 2025-02-03)Jan 6, 2025 · Advisor changed firm · fact
- Connor Freeman Spiro left John Hancock Personal Financial Services, Llc for Fidelity Personal And Workplace Advisors (registered 2025-01-13)Nov 1, 2024 · Advisor changed firm · fact
- 2 advisors left Ventum Advisors Corp. (Ottawa) for John Hancock Personal Financial Services, LLC within 5 daysOct 16, 2024 · Team lift-out · derived
- Charles Joseph Reichelt left John Hancock Personal Financial Services, Llc for Founders Financial Securities, Llc (registered 2025-02-03)Sep 9, 2024 · Advisor changed firm · fact
- Lucas P Pavlatos left John Hancock Personal Financial Services, Llc for Wincap Financial Llc (registered 2024-06-10)May 28, 2024 · Advisor changed firm · fact
- Julia Laginess left John Hancock Personal Financial Services, Llc for Star Wealth Advisors (registered 2025-03-19)May 22, 2024 · Advisor changed firm · fact
- Gregory Peter Defrancesco (President; Elected Manager / Director) no longer on Schedule A of John Hancock Personal Financial Services, Llc (listed 2024-03-29, absent 2024-04-22)Apr 22, 2024 · Control person left · inference
- Alfredo Augusto Monteiro left John Hancock Personal Financial Services, Llc for Empower Advisory Group, Llc (registered 2024-02-14)Jan 19, 2024 · Advisor changed firm · fact
- Justin Woolf left John Hancock Personal Financial Services, Llc for Usi Securities, Inc. (registered 2024-02-15)Jan 10, 2024 · Advisor changed firm · fact
- Rourke Magwood left John Hancock Personal Financial Services, Llc for Natixis Advisors, Llc (registered 2024-01-18)Jan 3, 2024 · Advisor changed firm · fact
- Zachary John Ciampa left John Hancock Personal Financial Services, Llc for Wincap Financial Llc (registered 2023-12-06)Nov 14, 2023 · Advisor changed firm · fact
- James Giovanni Novello left John Hancock Personal Financial Services, Llc for Oppenheimer & Co. Inc. (registered 2024-07-03)Nov 14, 2023 · Advisor changed firm · fact
- Sean Mccann left John Hancock Personal Financial Services, Llc for Fidelity Personal And Workplace Advisors (registered 2023-09-25)Jul 21, 2023 · Advisor changed firm · fact
- Yarziah Raymond Reeves left John Hancock Personal Financial Services, Llc for Wealthspire Retirement Advisory (registered 2023-06-08)Jun 2, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- John Hancock Personal Financial Services, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Website
- johnhancock.com/investing.htmlreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-572-0109reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $34.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026