DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• I••••••

L•• F•••••••• L••BD affiliatedVan Nuys, Ca dual registrantIAPD 2660297

Feed of 09/15/2026

Also filed as Patricio Fernando Infante

At current firm

1 y

since May 15, 2025

In the industry

30 y

since Apr 1, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 15, 2025 · Santa Clarita, Ca
C••• F•••••••• S•••••••• L••• former
Jun 27, 2022 to May 15, 2025 · Van Nuys, Ca
P•••• S••••••••• L•• no RAUM
Feb 26, 2020 to Jun 29, 2022 · Sherman Oaks, Ca
S•••••• A••••••••• L••• independent RIA
Apr 3, 2018 to Jan 6, 2020 · Beverly Hills, Ca
S••••••••• F•••••••• S•••••••• I••• unclassified
Aug 31, 2017 to Dec 31, 2017 · Beverly Hills, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Aug 14, 2017 · Los Angeles, Ca
W•••• F•••• I••••••••• L•• unclassified
May 4, 2009 to Jan 3, 2011 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
P•••• S••••••••• L•• to C••• F•••••••• S•••••••• L•••
left Jun 29, 2022, registered Jun 27, 2022 (-2 days) · Affiliated broker-dealer or bank to another
S•••••• A••••••••• L••• to P•••• S••••••••• L••
left Jan 6, 2020, registered Feb 26, 2020 (51 days) · RIA to affiliated broker-dealer or bank
S••••••••• F•••••••• S•••••••• I••• to S•••••• A••••••••• L•••
left Dec 31, 2017, registered Apr 3, 2018 (93 days) · Other · moved with a team
W•••• F•••• A••••••• to S••••••••• F•••••••• S•••••••• I•••
left Aug 14, 2017, registered Aug 31, 2017 (17 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

P•••••• I•••••• left P•••• S••••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2022-06-27)
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address