DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••• F•••••••• G••••• L••

Independent wealth managerCarmel, IndianaCRD 333298SEC 801-131400websiteIAPD
Latest filing Jul 10, 2026
First filing on the tape Oct 2, 2024 · 11 filings
SEC status approved since Oct 30, 2024
RAUM
$247M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$242M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$22.4M
derived; firm RAUM over IAPD count
Employees
12
9 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$247M as of Jul 10, 2026
Jan 20, 2025$183M then
HNW client RAUM$98.3M as of Jul 10, 2026
Jan 20, 2025$67.5M then
State-registered IARs (5.B.3)9 as of Jul 10, 2026
Jan 20, 20256 then
Employees (5.A)12 as of Jul 10, 2026
Jan 20, 20256 then
Private funds: no history
RAUM +31% over the last fiscal yearIARs 6 to 9offices 2 to 4
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
RAUM per advisor
$22.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
70derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$901,378derivedHNW RAUM over HNW clients
Average account
$123,904derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
2.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+31%derivedbetween the last two annual amendments
Advisor growth, one year
+33%derivedItem 5.B.3 between annual amendments
Client growth, one year
-56%derived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$3.5M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$143M58%
  • High-net-worth individuals$98.3M40%
  • Pension and profit-sharing plans$3.0M1.2%
  • Corporations and businesses$2.1M0.8%
  • Charitable organizations$102,0000.0%
Individual clients
660reported
HNW clients
109reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,991reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$3.5M for 5 clientsreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G•••••• T••••• F••••••Carmel, InOct 30, 202417 y2
J••••• T••••• H••••••Carmel, InOct 30, 202425 y2
R••• J••••• D•••••• G••••Carmel, InOct 30, 202410 y2
J••••• M•••••• D•••••Spring Grove, Il Oct 30, 202415 y1
C••••••••• B•••• B••••••Certified Financial PlannerCarmel, InOct 30, 202420 y1
J••• P• H••••••Green Bay, Wi Sep 22, 202511 y0
H••••• O••••• L•••Green Bay, Wi Feb 5, 202617 y2
T••••• G•••••• R•••••Certified Financial PlannerCarmel, In Mar 31, 202630 y5
L•••• G••••• R•••••Carmel, In Apr 8, 202610 y1
S•••••• A••••Carmel, InApr 30, 202616 y4
M••• E•••••• S••••••Nashville, Tn Jul 6, 202610 y0
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount1 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H••••••• J••• T••••• · Investment Advisor Representative/Chief Compliance Officercontrol
      since 09/2024 · owns less than 5%
    • F••••••• G••••••• T••••• · Managing Membercontrol
      since 12/2021 · owns 75% or more of F•••••• F••••••••
    • H••••••• J••• T••••• · Managing Membercontrol
      since 12/2021 · owns 75% or more of H•••••• F••••••••
    Entity owners
    • F•••••• F•••••••• · Member
      direct · owns 50% to 75%
    • H•••••• F•••••••• · Member
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    • W••••••••• W••••• S•••••••••
      investment advisern
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Carmel, In · principal1161
    Green Bay, Wi330
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • clients down average size upCombination · filing Mar 27, 2026
      private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $188,000,000 to $246,692,286, advisors 6 to 8, private clients 1765 to 769, offices 2 to 3 (2025-04-18 to 2026-03-27)
      peers: independent wealth managers, $100M to $500M (5,676)
    • client count collapseChange between filings · filing Mar 27, 2026
      individual and HNW clients (Item 5.D) moved from 1,765.0 to 769.0 (-56.0%) between the annual amendments of 2025-04-18 and 2026-03-27; the peer median change was +3.0% (3309 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (3,309) · 1.1% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Other offices · 3 to 4
      May 8, 2026 to Jul 10, 2026
    • Advisory employees · 8 to 9
      Mar 27, 2026 to May 8, 2026
    • Employees · 11 to 12
      Mar 27, 2026 to May 8, 2026
    • State-registered IARs · 8 to 9
      Mar 27, 2026 to May 8, 2026
    • Accounts · 1,765 to 1,991
      Feb 27, 2026 to Mar 27, 2026
    • Advisory employees · 6 to 8
      Feb 27, 2026 to Mar 27, 2026
    • HNW clients · 50 to 109
      Feb 27, 2026 to Mar 27, 2026
    • Individual clients · 1,715 to 660
      Feb 27, 2026 to Mar 27, 2026
    • Assets in custody · $20,000 to $3.5M
      Feb 27, 2026 to Mar 27, 2026
    • Employees · 6 to 11
      Feb 27, 2026 to Mar 27, 2026
    • Insurance-licensed employees · 5 to 0
      Feb 27, 2026 to Mar 27, 2026
    • State-registered IARs · 6 to 8
      Feb 27, 2026 to Mar 27, 2026
    • Other offices · 2 to 3
      Feb 27, 2026 to Mar 27, 2026
    • Discretionary RAUM · $188M to $239M
      Feb 27, 2026 to Mar 27, 2026
    • HNW RAUM · $90.0M to $98.3M
      Feb 27, 2026 to Mar 27, 2026
    • Individual RAUM · $98.0M to $143M
      Feb 27, 2026 to Mar 27, 2026
    • Non-discretionary RAUM · $0 to $8.2M
      Feb 27, 2026 to Mar 27, 2026
    • Pension RAUM · unset to 3000812.0
      Feb 27, 2026 to Mar 27, 2026
    • RAUM · $188M to $247M
      Feb 27, 2026 to Mar 27, 2026
    • Related adviser · true to false
      Feb 27, 2026 to Mar 27, 2026
    • Other offices · 1 to 2
      Sep 22, 2025 to Feb 27, 2026
    • Advisory employees · 5 to 6
      Jun 6, 2025 to Sep 22, 2025
    • Employees · 5 to 6
      Jun 6, 2025 to Sep 22, 2025
    • State-registered IARs · 5 to 6
      Jun 6, 2025 to Sep 22, 2025
    • Advisory employees · 6 to 5
      May 9, 2025 to Jun 6, 2025
    • Employees · 6 to 5
      May 9, 2025 to Jun 6, 2025
    • Insurance-licensed employees · 6 to 5
      May 9, 2025 to Jun 6, 2025
    • Financial planning clients · 1-10 to 1-10
      May 9, 2025 to Jun 6, 2025
    • State-registered IARs · 6 to 5
      May 9, 2025 to Jun 6, 2025
    • Other offices · 2 to 1
      May 9, 2025 to Jun 6, 2025
    • Accounts · 656 to 1,765
      Jan 20, 2025 to Apr 18, 2025
    • Charity clients · 1.0 to unset
      Jan 20, 2025 to Apr 18, 2025
    • HNW clients · 40 to 50
      Jan 20, 2025 to Apr 18, 2025
    • Individual clients · 610 to 1,715
      Jan 20, 2025 to Apr 18, 2025
    • Pension plan clients · 4.0 to unset
      Jan 20, 2025 to Apr 18, 2025
    • Assets in custody · $0 to $20,000
      Jan 20, 2025 to Apr 18, 2025
    • HQ city · to CARMEL
      Jan 20, 2025 to Apr 18, 2025
    • HQ state · to IN
      Jan 20, 2025 to Apr 18, 2025
    • Discretionary RAUM · $183M to $188M
      Jan 20, 2025 to Apr 18, 2025
    • HNW RAUM · $67.5M to $90.0M
      Jan 20, 2025 to Apr 18, 2025
    Signals
    3 dated events
    • S•••••• A•••• left S••••• F•••••••• G••••• L•• for E••••••• F•••••••• G•••• (registered 2026-01-28)
      Feb 2, 2026 · Advisor changed firm · fact
    • 4 advisors left W••••••••• W••••• S••••••••• L•• (Indianapolis, IN) for S••••• F•••••••• G••••• L•• on the same day
      Dec 31, 2024 · Team lift-out · derived
    • S••••• F•••••••• G••••• L•• filed its initial SEC registration (Form ADV)
      Oct 2, 2024 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@strivefg.comreportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    317-343-4403reportedpublished by the firm, firm site, Sep 17, 2026
    Business phone
    920-429-8550reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    strivefg.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (317) 590-0146reportedpublic record, Form ADV, Jul 10, 2026
    Contact form
    strivefg.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $22.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026