A•••••• M•••• L• R••••

Professional profile

••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

• S•••••••• A•••••••• L•• BD affiliated current
  since Apr 19, 2022 · Santa Barbara, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Apr 25, 2008 to Apr 27, 2022 · Santa Barbara, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 10, 2000 to May 1, 2008 · Santa Barbara, Ca

• U•• F•••••••• S••••••• I••• to S•••••••• A•••••••• L••
  left Apr 27, 2022, registered Apr 19, 2022 (-8 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
  left May 1, 2008, registered Apr 25, 2008 (-6 days) · Other

• ••• Locked
  Apr 27, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address