C•••••••• M• C••••••

M••••• S••••••wirehouseDenver, Codual registrantIAPD 2665854

Feed of 09/14/2026

Also filed as C•••••••• C••••••••• M•••••• C••••••••• C••••••••• C••••••

At current firm

10 y

since Jan 15, 2016

In the industry

30 y

since Nov 8, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since Jan 15, 2016 · Denver, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 7, 2007 to Jan 19, 2016 · Denver, Co
C•••••••• G••••• M•••••• I••• BD affiliated
Dec 31, 2001 to Sep 18, 2007 · Raleigh, Nc

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jan 19, 2016, registered Jan 15, 2016 (-4 days) · Wirehouse to wirehouse · moved with a team
C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 18, 2007, registered Sep 7, 2007 (-11 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address