RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••• W•••••• B••••
- C•••••• I••••••••• P••••••• asset manager currentsince May 14, 2025 · Arlington, Va
- H•••••• C•••••• M••••••••• I•• mixed wealthSep 16, 2021 to Jun 12, 2024 · Bethesda, Md
- A•• D••••••••• I••• unclassifiedMay 20, 2005 to Mar 17, 2009 · Stamford, Ct
- B••••••• G•••• L•• unclassifiedMar 30, 2004 to May 4, 2005 · Chicago, Il
- H•••••• C•••••• M••••••••• I•• to C•••••• I••••••••• P•••••••left Jun 12, 2024, registered May 14, 2025 (336 days) · Other
- A•• D••••••••• I••• to H•••••• C•••••• M••••••••• I••left Mar 17, 2009, registered Sep 16, 2021 (4566 days) · Other
- B••••••• G•••• L•• to A•• D••••••••• I•••left May 4, 2005, registered May 20, 2005 (16 days) · Other
- P•••• W•••••• B•••• left H•••••• C•••••• M••••••••• I•• for C•••••• I••••••••• P••••••• (registered 2025-05-14)Jun 12, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address