DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• I••••••••• P•••••••
Legal name C•••••• I••••••••• P••••••• L••
Latest filing Jan 28, 2026
First filing on the tape Mar 20, 2020 · 12 filings
SEC status approved since Apr 21, 2020
RAUM
$7.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$3.8M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$7.6M as of Jan 28, 2026
Feb 9, 2021$26.3M then
HNW client RAUM$0 as of Jan 28, 2026
Feb 9, 2021$0 then
State-registered IARs (5.B.3)2 as of Jan 28, 2026
Feb 9, 20211 then
Employees (5.A)2 as of Jan 28, 2026
Feb 9, 20211 then
Private funds: no history
RAUM -78% over the last fiscal year-36% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 28, 2026; every figure names its basis
- RAUM per advisor
- $3.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -78%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$7.6M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• M•••••• D••• | Arlington, Va | Apr 21, 2020 | 27 y | 0 |
| P•••• W•••••• B•••• | Arlington, Va | May 14, 2025 | 22 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P•••• W•••••• B•••• from H•••••• C•••••• M••••••••• I••May 14, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• M••••••• M•••••• · Managing Member, President, Chief Investment Officer And Chief Compliance Officercontrolsince 08/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Arlington, Va | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Arlington, VA1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $34.4M to $7.6MAug 11, 2025 to Jan 28, 2026
- RAUM · $34.4M to $7.6MAug 11, 2025 to Jan 28, 2026
- Advisory employees · 1 to 2Jan 24, 2024 to Mar 13, 2025
- Employees · 1 to 2Jan 24, 2024 to Mar 13, 2025
- Financial planning clients · unset to Jan 24, 2024 to Mar 13, 2025
- HQ city · unset to Jan 24, 2024 to Mar 13, 2025
- HQ state · unset to Jan 24, 2024 to Mar 13, 2025
- State-registered IARs · 1 to 2Jan 24, 2024 to Mar 13, 2025
- Other offices · 1 to 2Jan 24, 2024 to Mar 13, 2025
- Discretionary RAUM · $31.1M to $34.4MJan 24, 2024 to Mar 13, 2025
- RAUM · $31.1M to $34.4MJan 24, 2024 to Mar 13, 2025
- Pooled vehicle clients · 0.0 to unsetJun 6, 2023 to Jan 24, 2024
- Discretionary RAUM · $29.7M to $31.1MJun 6, 2023 to Jan 24, 2024
- RAUM · $29.7M to $31.1MJun 6, 2023 to Jan 24, 2024
- Discretionary RAUM · $33.6M to $29.7MJan 10, 2022 to Jan 11, 2023
- RAUM · $33.6M to $29.7MJan 10, 2022 to Jan 11, 2023
- Discretionary RAUM · $26.3M to $33.6MFeb 9, 2021 to Jan 10, 2022
- RAUM · $26.3M to $33.6MFeb 9, 2021 to Jan 10, 2022
- Discretionary RAUM · $38.4M to $26.3MAug 4, 2020 to Feb 9, 2021
- RAUM · $38.4M to $26.3MAug 4, 2020 to Feb 9, 2021
- Accounts · 0 to 1Apr 8, 2020 to Aug 4, 2020
- Advisory activities · 3 to 4Apr 8, 2020 to Aug 4, 2020
- Discretionary RAUM · $0 to $38.4MApr 8, 2020 to Aug 4, 2020
- RAUM · $0 to $38.4MApr 8, 2020 to Aug 4, 2020
- Business name · C•••••• I••••••••• P••••••• L•• to C•••••• I••••••••• P•••••••Mar 20, 2020 to Apr 8, 2020
Signals
1 dated events
- C•••••• I••••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Mar 20, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- channelfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 571-721-1852reportedpublic record, Form ADV, Jan 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026