RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G••• R•••••
- L•• F•••••••• L•• BD affiliated currentsince May 11, 2023 · Ingleside On The Bay, Tx
- C••••• A•••••• N••••••• L•• formerMay 20, 2021 to May 11, 2023 · Aransas Pass, Tx
- S••••• F•••••••• G•••• I•• formerJan 21, 2014 to May 20, 2021 · Aransas, Tx
- W•••••• • R••• formerJan 7, 2011 to Jan 28, 2014 · Aransas Pass, Tx
- E••••• J•••• national BDMar 13, 2008 to Jan 11, 2011 · Corpus Christi, Tx
- C•••••• S••••• • C••• I••• national BDApr 6, 1999 to Dec 5, 2003 · Corpus Christi, Tx
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left May 11, 2023, registered May 11, 2023 (0 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• G•••• I•• to C••••• A•••••• N••••••• L••left May 20, 2021, registered May 20, 2021 (0 days) · channel change inside one enterprise, not a move
- W•••••• • R••• to S••••• F•••••••• G•••• I••left Jan 28, 2014, registered Jan 21, 2014 (-7 days) · Other
- E••••• J•••• to W•••••• • R•••left Jan 11, 2011, registered Jan 7, 2011 (-4 days) · Other
- C•••••• S••••• • C••• I••• to E••••• J••••left Dec 5, 2003, registered Mar 13, 2008 (1560 days) · Affiliated broker-dealer or bank to another
- J•••• G••• R••••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2023-05-11)May 11, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address