DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••••• J••••• M••••

F••••••independent RIASan Francisco, Ca IA-onlyIAPD 2671130

Feed of 09/15/2026

Also filed as C••••••••• J M••••

At current firm

0 y

since Jan 6, 2026

In the industry

29 y

since Oct 23, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••••• independent RIA current
since Jan 6, 2026 · San Francisco, Ca
M•••• T••••••• W••••• M••••••••• I••• former
Jan 20, 2021 to Nov 17, 2025 · Marlton, Nj
C••••••••• F•••••••• N•••••• national BD
Jan 4, 2008 to Dec 31, 2020 · Marlton, Nj
U•• F•••••••• S••••••• I••• wirehouse
Oct 24, 2002 to Jan 14, 2008 · Marlton, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••• T••••••• W••••• M••••••••• I••• to F••••••
left Nov 17, 2025, registered Jan 6, 2026 (50 days) · RIA to RIA · moved with a team
C••••••••• F•••••••• N•••••• to M•••• T••••••• W••••• M••••••••• I•••
left Dec 31, 2020, registered Jan 20, 2021 (20 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
U•• F•••••••• S••••••• I••• to C••••••••• F•••••••• N••••••
left Jan 14, 2008, registered Jan 4, 2008 (-10 days) · Wirehouse to affiliated broker-dealer or bank

Signals

C••••••••• J••••• M•••• left M•••• T••••••• W••••• M••••••••• I••• for Farther (registered 2026-01-06)
Nov 17, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address