P•••• M•••••• K•••••

• O•••• W•••••• I••• BD affiliated current
  since Sep 1, 2023 · Twinsburg, Oh
• S•••••••• F••••••••• I••• former
  Oct 31, 2008 to Sep 1, 2023 · Twinsburg, Oh
• A••••••• G•••••• S••••••••• I••••••••• unclassified
  Jan 12, 2006 to Oct 31, 2008 · Independence, Oh

• S•••••••• F••••••••• I••• to O•••• W•••••• I•••
  left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
• A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••
  left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address