RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F•••• B•••
- M••••• G••••• A••••••• I••• independent RIA currentsince Apr 7, 2025 · Memphis, Tn
- V•••••• B••• F•••••••• G••••• L•• formerMar 5, 2018 to Dec 23, 2025 · Memphis, Tn
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 24, 2004 to Mar 5, 2018 · Memphis, Tn
- V•••••• B••• F•••••••• G••••• L•• to M••••• G••••• A••••••• I•••left Dec 23, 2025, registered Apr 7, 2025 (-260 days) · RIA to RIA · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to V•••••• B••• F•••••••• G••••• L••left Mar 5, 2018, registered Mar 5, 2018 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- R••••• F•••• B••• left V•••••• B••• F•••••••• G••••• L•• for M••••• G••••• A••••••• I••• (registered 2025-04-07)Dec 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address