S•••• A•••••• L••••

• I••••••••• F•••••••• P••••••• BD affiliated current
  since Mar 29, 2019 · Deerfield Beach, Fl
• L•• F•••••••• L•• BD affiliated
  Jan 28, 2005 to Apr 22, 2019 · Lighthouse Point, Fl
• S••••••••• S••••••••• L•• unclassified
  Jul 20, 1998 to Dec 10, 2004 · Ft. Lauderdale, Fl

• L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••
  left Apr 22, 2019, registered Mar 29, 2019 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
• S••••••••• S••••••••• L•• to L•• F•••••••• L••
  left Dec 10, 2004, registered Jan 28, 2005 (49 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address